BOOK REVIEW
Presidential Judgment
Edited by
Aaron Lobel
FUTURECASTS online magazine
www.futurecasts.com
Vol. 5, No. 1, 1/1/03.
Harvard KSG study group on foreign policy decision making: |
This book provides accounts of
presidential judgment in action. The accounts are by one of the presidents -
Gerald Ford - and by officials with first-hand familiarity with the manner in
which presidential judgment was exercised in five other administrations during
the Cold War years. These six presentations - to a spring, 1999 study group of
the Institute of Politics at Harvard's John F. Kennedy School of Government -
"consider foreign policy decisions from the perspective of a president and
his staff forced to operate with neither perfect information nor the benefit of
hindsight." & |
Foreign policy decisions must often be made "with neither perfect information nor the benefit of hindsight." |
Among the most important factors emphasized by these accounts are:
But each President established procedures
with their own peculiarities. |
The Eisenhower system for effective policy making: |
Robert Bowie, an NSC member under Pres. Eisenhower, stressed how
Eisenhower shaped and used his NSC. (This reflected his experience with his
military staff while he was a
commanding General during WW-II and in NATO.) & |
Eisenhower opposed Sen. Taft and sought the Republican nomination in 1952 to prevent any return to isolationism - something that he knew would be disastrous. As a fine, experienced General, he was also concerned with husbanding his reserves - political and financial as well as military - for what he knew would be a long conflict with the Soviet Union.
Ike had met many Soviet leaders, and was convinced "their top priority was survival as leaders, not the expansion of Soviet control or influence" as the Truman administration envisioned.
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Ike was determined to establish staff procedures that would facilitate policy making and response to problems. In general, this procedure included:
To achieve this, he elevated the
importance of the NSC - using it as his key advisory group. This was all a clear
departure from practice under the Truman administration. |
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The NSC Planning Board was charged with developing "statesman-like solutions" to national security problems, "rather than a compromise of departmental positions." Compromise of views was rejected in favor of candid presentation of alternative views.
Competing analyses and debate succeeded in facilitating informed and sound decisions. |
The NSC agenda consisted of NSC
Planning Board policy reports. The Planning Board was established to
do "the really deep thinking" that NSC members were too busy for. The
Planning Board, in turn, was often the recipient of analytical work performed by
teams of experts assigned to particular problems. They had total access to all
pertinent information. Alternative positions were displayed in parallel columns
for NSC resolution. The Planning Board was charged with developing
"statesman-like solutions" to national security problems, "rather
than a compromise of departmental positions." Compromise of views was
rejected in favor of candid presentation of alternative views. |
Even for day-to-day decisions, the NSC process was essential in providing depth of understanding and perspective, clear comprehension of the issues and the risks and advantages of alternative actions and the effects of any particular decision. |
For day-to-day instructions for negotiations or
crises, the President would meet in the Oval Office with the relevant top
officials. These day-to-day decisions were always made after hearing from all
interested officials. If some close advisor like Sec. of State Dulles presented
a proposal for immediate action, an Oval Office meeting would be held with the
other relevant advisors. |
Even when objective - which they often are not - an option paper "seldom makes clear what premises each is starting from, and how that effects the definition of the problem and its analysis, as well as judgments about what could or couldn't be done to influence the outcome, and so on." |
However, much of this procedure was abandoned
by Kennedy and subsequent presidents. The NSC Assistant became a chief policy
advisor with a large staff - somewhat like a small State Department. The
Planning Board was discontinued, and the NSC became less central. These are
inferior systems that often fail to generate an explicit strategy. This
"encourages ad hoc decisions at the expense of longer-term consistency and
coherence." |
John F. Kennedy and the Cuban Missile Crisis: |
Theodore C.
Sorenson, advisor and speech writer for Pres. Kennedy, stressed presidential
judgment and sense of responsibility. Deliberative procedures - the decision
whether to act and when - political astuteness - persuasiveness in leading the
country - and political philosophy are important - but not as important as
judgment. & |
Experience - including the experience of dealing with errors of judgment- is vital in the development of good judgment. |
Among the many things that develop good judgment -
many quite intangible - Sorenson emphasized experience - including the
experience of dealing with errors of judgment. Also, Kennedy was guided by his
sense of responsibility, priority, objectivity, and history. & Responsibility included being comfortable with and determined to prudently fulfill the decision making responsibilities of the Presidency.
The widespread initial view of all - including
Kennedy - was that an air strike - followed by invasion - was required. We now
know, Sorenson pointed out, that the Soviets were prepared to initiate a nuclear
response in that event. |
Sometimes, all the choices are bad, but the best of the available choices has to be made even if that means losing an election. |
Priorities means a determination to do what is
right on major issues - even if that means losing on some subsidiary issues and
spending some political capital. Sometimes, all the choices are bad, but the
best of the available choices has to be made even if that means losing an
election. |
In conflict situations, Kennedy wanted to keep options open for the other side - to avoid driving an opponent into a corner.
Each President must have the structure he is most comfortable with. |
Objectivity means the ability to analyze a problem free "of emotions and prejudices and politics." Kennedy was always open to a variety of views, and welcomed presentation of "the widest range of options." In conflict situations, he wanted to keep options open for the other side - to avoid driving an opponent into a corner.
Kennedy gathered an ad hoc group of officials - including
those who had relevant expertise and could be trusted not to leak. This included
some subordinate officials. He delayed going public until he was ready to act.
The action he took constituted a positive effort to deal with the missiles -
ultimately by negotiations rather than by military action that would immediately
back Khrushchev into a corner. |
The removal of the missiles was not celebrated as a "victory," and instead Khrushchev was praised for a statesmanlike decision. |
History meant viewing the national interest in a
long-term manner and with a global perspective. Kennedy would have acted anyway,
but sought and got Organization of American States approval for the blockade to
try to avoid acting unilaterally. The removal of the missiles was not celebrated
as a "victory," and instead Khrushchev was praised for a statesmanlike
decision. (Bush (Sr.) followed this precedent during the dissolution of the
Soviet Empire.) & |
The Khrushchev decision to place missiles in Cuba was "a
one-man decision by Khrushchev," according to Soviet officials from that
era. Thus, the precise objectives sought or reasons for the decision are not
known. Kennedy could not control Khrushchev - a very erratic and unpredictable
leader - but he could control U.S. actions and maintained that control
throughout the crisis.
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Lyndon Johnson and the art of the possible: |
Francis M.
Bator, Deputy NSC Advisor under Pres. Johnson, emphasized Johnson's important domestic
and foreign policy achievements, but provided incredible excuses for Johnson's major
Vietnam War and economic failures. & |
There were powerful constraints on European policy during the 1960s.
|
Monetary austerity or monetary devaluation would have threatened Johnson's domestic and international agenda - so they were put off by massive expenditures of the nation's gold and other financial reserves and by any other means possible. |
The balance of payments problem had already
dragged on long enough so that any possible remedy would have been seriously
disruptive. Such disruption would have threatened Johnson's domestic and
international agenda - so it was put off by massive expenditures of the nation's
gold and other financial reserves and by any other means possible.
|
A "collaboratively managed international money ('paper gold')" was created to supplement reserves.
These and various other palliatives did manage to put off
the crisis until after the next election (always an important policy objective)
and until after many Johnson administration policy objectives were achieved that
otherwise would have been threatened by monetary turmoil. (Of course, the next
administration's policy objectives were of no concern - especially after the
opposing party won the next election.) |
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The objective of the "bridge building" effort was "to promote an East-West environment of mutual trust that would maximize the chance of gradual internal political easing in the East." |
"Bridge building" to the Communist countries included - besides the Nonproliferation Treaty - measures to increase communications across the Iron Curtain, support for West Germany's Ostpolitik efforts to engage East Germany, and the Glassboro Summit between Johnson and Kosygin. The objective was "to promote an East-West environment of mutual trust that would maximize the chance of gradual internal political easing in the East." Johnson's contribution was to openly bring the "U.S. declaratory policy into line with what had been the de facto U.S. position for a long time."
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Johnson clearly adopted the best available long term approach to the problems posed by de Gaulle - but typically failed to clearly explain his reasoning to the many advisors who preferred tougher action.
Johnson recognized that powerful political leaders who opposed him on particular issues were often political leaders whose support he would find useful on other important issues. |
Bator provided a summary of NSC staff support for
foreign policy analysis and decisions at various levels, including those of the
President. It was far more informal and flexible - and shaped by events - than
Eisenhower's formal structure. Bator viewed this flexibility as a strength. & Johnson's political experience - judgment - negotiating skills - sense of the possible - and sense of process and timing - played major roles in all these foreign policy achievements. Johnson was concerned with the whole picture, while many of his advisors had primarily narrow responsibilities.
This was especially true in dealing with de Gaulle.
Johnson clearly adopted the best available long term approach to the problems
posed by de Gaulle - but failed to clearly explain his reasoning to the many
advisors who preferred tougher action. This was a typical weakness of Johnson's
policy formulation process. Keeping NATO together in the face of difficulties
created by de Gaulle and by the financial weaknesses inherent in the welfare
state commitments of the major NATO nations provided another decision making example explained by Bator. |
Bator tried to deflect criticism from Johnson to the Kennedy administration holdovers for the massive economic and military failures of the Johnson administration.
Johnson had to repeatedly reject advice received from holdover officials from the Kennedy administration - especially Robert McNamara. - who repeatedly advised taking tough stances on hard issues. McNamara and Dean Rusk preferred to compromise their policy differences rather than present them to the President as alternative options. Johnson had to rely on staff to inform him of these differences. Bator thinks Rusk was the weaker of the two. He said that Rusk didn't like to dispute McNamara. When Johnson did accept their views - it led to disaster in Vietnam.
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Bator astoundingly asserted that the war was justified to prevent loss of political capital so as to retain the ability to gain passage of the civil rights and welfare state domestic programs. |
Bator even tried to justify Johnson's halfhearted slide into war in Vietnam. Bator candidly admitted that he has nothing more than informed conjecture as to Johnson's motives with respect to the Vietnam war. However, he astoundingly asserted that engagement in that major conflict while lacking any strategy that might bring victory was justified to prevent loss of political capital and to retain the ability to gain passage of the civil rights and welfare state domestic programs.
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A conversation with Gerald Ford: |
President Ford
answered questions on a number of interesting subjects during a conversation
with study group members. & |
First: It was never meant to be used as staff for field
operations - as Oliver North used it under Reagan. |
The U.S. always tries to demobilize to the greatest extent possible after conflicts.
The War Powers Ace is a useless artifact that continues to be ignored. |
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A Congressman is directly responsible to his constituents and must look after their interests. But the welfare of the country comes ahead of parochial interests. One role of leadership is to educate constituents about such matters. When Ford was first elected to Congress, he was an avowed internationalist from a strongly isolationist constituency. But he worked hard to explain his views and turned that situation around.
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Ronald Reagan and the winning of the Cold War:
& |
Jeane Kirkpatrick, U.N. Representative and member of the Cabinet and NSC under Pres. Reagan, pointed out that when Reagan became President, the nation was weak militarily - in desperate economic trouble - and faced a Soviet Union triumphantly extending its influence over client states in Africa, Asia, Central America and the Middle East.
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Reagan saw all "collectivism" - of which communism was one manifestation - as a dangerous "centralization of power in government." The "growth of bureaucracy and the loss of control by individuals over their own lives" was a worrisome trend.
"Democracies are best because they leave most people most free."
The President must personally have an accurate understanding of his world and experience with its affairs. |
Reagan had several guiding principles. Where his guiding principles applied, Reagan was deductive and bold. These principles were:
Issues that did not fall within these principles could be
more difficult for him, and were frequently left for subordinates. Difficult
issues in the Middle East - such as the deployment in Lebanon - were the most
notable of these.
There must be excellent staff work and analysis of
options. However, the President inevitably must also personally have an accurate
understanding of his world and experience with its affairs. For three decades -
from the 1960s through the 1980s - while many advisors and speech writers came
and went - this core understanding shaped Reagan's message and ultimately his
policies as President. |
As President, Reagan had morning briefings by the CIA
and also made use of his National Security Advisor. He attended and presided
over virtually all NSC and National Security Planning Group meetings. "Reagan was better
informed about foreign affairs and foreign policy than was generally
understood." & |
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Reagan was morally serious - rejected political correctness - and "was not shy about expressing unfashionable views." |
The National Security Planning Group included the
inner circle of the NSC - the President, Vice President, Secretaries of State
and Defense, the CIA Director, the Chief of Staff, the National Security
Advisor, and the U.N. Ambassador. Reagan probed each member for individual views
on any difficult subject. He generally did not express his own opinion until the
end of the meeting - or he demanded more information - but "he was decisive
and had no difficulty making decisions and taking responsibility for them." |
Convinced that state socialism couldn't sustain a large population, he and his administration looked for ways to increase pressure on the Soviet Union. |
The result was that he accomplished much of what he hoped
to accomplish - including "the dramatic weakening of the Soviet Union
itself." Convinced that state socialism couldn't sustain a large
population, he and his administration looked for ways to increase pressure on
the Soviet Union. "He believed that the Soviet Union would never be able to
keep up with the United States in a real arms race." Reagan also
reopened the debate on the superiority of democracy and freedom as an
ideological challenge to the Soviet Union. |
Reagan walked out of an otherwise very attractive deal at the Reykjavik summit with Gorbachev because "he could not possibly tell the American people that its government could not defend them." |
Reagan became committed to a Strategic Defense
Initiative on the basis of the views of trusted advisors. He walked out of
an otherwise very attractive deal at the Reykjavik summit with Gorbachev because "he could
not possibly tell the American people that its government could not defend
them." This was a personal decision - which many of his advisors opposed. & The decision to intervene militarily in Grenada was made for several reasons - the primary one being to avoid having 650 American students become hostages as in Iran. It was also a response to calls for help from the Organization of Eastern Caribbean States and the Governor-General of Grenada. The coup in Grenada was backed by Libya and Cuba even though it was against Grenada's Marxist government, and the American students were in clear danger. & |
Kirkpatrick also offered her views on several contentious events from the Reagan years.
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Judgment and experience in the foreign policy of George Bush (Sr.):
& |
Brent Scowcroft, National Security
Advisor under Pres. George Bush (Sr.), noted that Bush grew up in a wealthy family that stressed service to country.
His background at the U.N., as Ambassador to China, as Director of the CIA, as
NSC member, and as Vice President gave him unparalleled experience for his role
as President. & In addition, the top Bush advisors had all worked together in previous administrations. This facilitated operations, especially when there were sharp disagreements on some particular issue. & |
Bush was concerned with leaks and internal gossip, so he eliminated the practice of including one aide with each NSC member at NSC meetings. The meetings were "principals only." |
Nixon established the current NSC structure,
although some alterations were subsequently made. Kennedy established the active
role of the National Security Advisor and replaced Eisenhower's large staff
bureaucracy with a very small group of seasoned advisors headed by the National
Security Advisor. |
Bush recognized the importance of keeping other nations informed of what the U.S. - as world leader - was thinking and doing. |
Bush elicited views widely, listened to debates and often entered into them without disclosing his real views. However, he was not afraid of making decisions, and once made, his primary concern was assuring proper implementation. His unparalleled familiarity with world leaders enabled him to get on the phone and discuss matters with them personally. He recognized the importance of keeping other nations informed of what the U.S. - as world leader - was thinking and doing.
Scowcroft believes that it was this prior communication
and familiarization with Latin American leaders that resulted in only
muted "pro forma" objections to the use of force in Panama. His
relationship with Prime Minister Mitterrand smoothed sometimes difficult relations with France.
"Most importantly, President Bush consulted the leaders from other
countries, and especially our allies, beforehand, not after we had made a
decision." |
The handling of the end of the Cold War was
clearly the highlight of the Bush administration. Everyone recognized that
Gorbachev was different from prior Soviet leaders, but most advisors believed he
was just trying to make the Soviet regime work better and so wasn't that
different. Bush - like Secretary Schultz and English Prime Minister Margaret
Thatcher - sensed that there was more to it. So, he encouraged unilateral
initiatives to see how Gorbachev would respond. & |
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Gorbachev is an intellectual - Yeltsin a populist. Both were predominantly interested in personal power. |
Gorbachev and Yeltsin were
not democrats, Scowcroft emphasized. Gorbachev ended rule by terror, but was interested in
improving the Soviet regime, not ending it. Gorbachev is an intellectual -
Yeltsin a populist. Both were predominantly interested in personal power.
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War is inherently a messy business, with people who do not play by Marquess of Queensbury rules. Preventing communism from sweeping Central America was vital for both the U.S. and the people of Central America. |
Scowcroft defended U.S. support for El Salvadore even though some pretty horrible things were done on both sides during that conflict. El Salvadore is infinitely better off today than it was then or would have been under a communist regime. We did not have total control of Salvadoran troops, but "they were an ally and they are a good friend." War is inherently a messy business, with people who do not play by Marquess of Queensbury rules. Preventing communism from sweeping Central America was vital for both the U.S. and the people of Central America.
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The military intervention in Somalia was practicable as originally envisioned by the Bush administration because it was quick and clean - until it was changed into a nation building effort by the Clinton administration. |
With respect to the Gulf War, Scowcroft reviewed
all the familiar reasons for staying with the initial plan and not forcing
removal of Saddam Hussein. |
Scowcroft pointed out that Kosovo engages the vital interests of NATO and the U.S. Conflict there can easily spill over into Macedonia - inevitably drawing in NATO members Greece and Turkey on opposite sides. Bulgaria, too, would play a disruptive hand in that game. It is thus vital to be actively engaged and to establish peace and stability in Kosovo and Macedonia. |
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Copyright © 2003 Dan Blatt