FUTURECASTS JOURNAL
Constraints on Federal Powers
(with reviews of "Active Liberty: Interpreting Our
Democratic Constitution" (2005), and "Making Our Democracy
Work" (2010), |
January, 2016 |
Part I: "Active Liberty"
Democratic active liberty:
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The effort to destroy the constitutional
constraints that inhibit the ability to enact political domestic
agenda objectives at the federal level is currently being led by Supreme
Court Justice Stephen Breyer. An end to what remains of the Article I
federalism constraints on Congressional powers is one of the primary
political objectives of the judicial opinions and recent literary works of
Justice Breyer. |
Breyer explains his approval of federal government domestic programs that may be accompanied by mandates restricting liberty values at state and local levels and that may dictate the duties of both the peoples and their state and local governments.
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By pushing aside constitutional constraints, federal government political leaders can apply domestic agenda items nationwide - immediately - without the inconvenience of fighting the battle state-by-state and accommodating the various interests that may enjoy political power in individual states.
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Supreme Court decisions "that abolished legal segregation, that gave life to the Constitution's liberty-protecting promises, that helped to make 'We the People' a phrase that finally includes those whom the Constitution originally and intentionally ignored" demonstrates the active liberty principle in action. |
Constitutional language should be read "as the
revelation of the great purposes which were intended to be achieved by the
Constitution." That constraints on the domestic powers of the federal
government was one of these "great purposes" is casually set aside in
favor of permitting "democratic values" to express themselves in federal
domestic legislation. |
The "Active Liberty" principle is elevated by Breyer to primacy as a guide to constitutional interpretation.
Active liberty, "the principle of participatory
self-government," was certainly "a primary force shaping the system of
government that the document creates." |
The Constitution's "democratic" nature and objectives simply outweigh its evident concerns for state autonomy on domestic matters and constraints on federal government domestic powers. |
To a large extent, Breyer seeks by judicial interpretation to reduce the Constitution to legal protection for individuals and minorities and a framework for governance with little more than a few express limitations on the powers of "democratic" governance at the federal level. The Constitution's "democratic" nature and objectives simply outweigh its evident concerns for state autonomy on domestic matters and constraints on federal government domestic powers. He emphasizes that this has in fact been the dominant trend in Supreme Court decisions for more than a century.
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"By guaranteeing state and local governments broad decision-making authority, federalist principles secure decisions that rest on knowledge of local circumstances, help to develop a sense of shared purposes and commitments among local citizens, and ultimately facilitate 'novel social and economic experiments." |
Breyer is well aware of the benefits of federalism as a system that reserves extensive power over domestic matters to the states.
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Why shouldn't the people's representatives at the federal level have the power to dominate domestic policy through the federal government's spending and tax powers?
Federal regulatory convenience thus becomes a principle of constitutional interpretation outweighing constitutional constraints on federal powers. The federalism constraint on federal government powers should always be open to future modification based on the practical inconvenience for the democratic policy-making of the federal government.
Breyer easily demonstrates how just about everything citizens do locally can be viewed in the aggregate as "affecting" interstate commerce. |
By attaching the adjective "cooperative" to "federalism," however, Breyer justifies pushing the federal camel's nose further into the tent of state jurisdiction. Emphasis on "active" liberty and the "democratic" purposes of Congressional legislation inevitably results in a jurisdictional tent full of federal camel that pushes state jurisdiction aside.
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The "legislative purposes" standard carries the danger that it may be the purposes favored by the judge rather than the legislators that will be applied, but such subjective views will be broadly established only if the ruling is accepted by many other judges and survives appellate review. |
That courts already use legislative intent - "democratic
purposes" - as an interpretive technique whenever statutory language
is unclear concerning meaning or application is acknowledged by Breyer.
The dividing line lies between those who emphasize textual context and
linguistic interpretive aids and those who depend on interpretation based
on perceived legislative purposes. He explains convincingly why
legislative purposes should predominate over statutory text if there can
be found substantial doubt over the application of the
text.
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Breyer provides examples of how his principles of active
liberty and democratic purposes should be used. Contemporary issues with
campaign finance, environmental regulation, the impacts of technology on
privacy, affirmative action, and the powers of the administrative arm of
government are covered. | |
"The 'textualist,' 'originalist,' and 'literalist' approaches themselves possess inherently subjective elements. Which linguistic characteristics are determinative? Which canons shall we choose? Which historical account shall we use? Which tradition shall we apply? And how does that history, or that tradition, apply now?" |
Other standards of constitutional interpretation such as the "literalist" or "textualist" or "originalist" approaches do not always provide determinative solutions, Breyer correctly points out. "Values" and "proportionality" are two additional standards that should be employed when interpreting provisions that deal with basic individual rights.
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Modern contentious cases that do not fit easily in established rules of law or cannot be easily resolved by standard interpretive principles - and where application of these rules and standards produces harmful results - are referred to by Breyer. He points out that a 5-4 split in the Supreme Court occurs in only about 20% of its decisions, and only a few of these reflect the predominant 5-4 philosophical split in the Court. (Those few 5-4 decisions are frequently the outcome in cases fraught with the broadest implications.)
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Part II: "Making Our Democracy Work"
The traditional tools of constitutional and
statutory interpretation, include the examination of text, history,
tradition, precedent, and purposes and related
consequences. | |
Breyer is engaged in a substantial modification of the Constitution. |
Breyer introduces modifications designed, among
other things, to substantially reduce the instances when he finds
constitutional constraints on federal government powers and statutory
constraints on executive branch powers. He advocates broad acceptance of
his modifications to further the federal government's ability to do the
people's work. Breyer is engaged in a substantial modification of the
Constitution. |
The public now assumes "that it should peacefully follow an important controversial decision," Breyer remarks hopefully.
The declining public regard for the Court in recent years threatens this essential development. Breyer recognizes that 'the public trust cannot be taken for granted." |
The changing public perceptions of the Court and
its decisions during two centuries of ruling on sometimes highly
charged issues are reviewed by Breyer. Some 19th century cases,
including the Cherokee rights case and the Dred Scott case, failed to
generate acceptance and were not implemented. A century later,
implementation of the desegregation ruling in Brown v. Board of Education
still experienced major difficulties.
However, the declining public regard for the Court in
recent years threatens this essential development. Breyer recognizes that
"the public trust cannot be taken for granted." |
The Court should "reject approaches to interpreting the Constitution that consider the document's scope and application as fixed at the moment of framing." The complex problems of our modern globalized life should not be resolved "solely to the facts and circumstances of eighteenth century society." |
A basic question for Breyer is thus "how the Court can earn the public's confidence by developing relationships with other institutions that will help government work well."
The traditional tools of constitutional and statutory
interpretation - text, history, tradition, precedent, and purposes and
consequences, are all of course accepted by Breyer as of continuing
importance. However, purposes and consequences are what he emphasizes most
"to properly interpret an ambiguous text" or when "faced with open-ended
language." |
In Brown v. Board of Education in 1954, the Court found an answer not in the "particular historic beliefs but in the values that underlie the Equal Protection clause." The values of the clause applied "to the circumstances of segregation as they existed in 1954." |
Interpretation should be based on the perceived "unwavering values" that "must be applied flexibly to overcome ever-changing circumstances."
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Judges must "seek an interpretation that helps the textual provision work well now to achieve its basic statutory or constitutional objectives."
Breyer recognizes the Court's duty "to ensure that governmental institutions abide by the constitutional constraints on their power."
Breyer concedes that purpose and consequences are used by all judges - but he emphasizes them as "particularly useful tools." |
However, caution is needed when thus amending the
Constitution by judicial decision, Breyer acknowledges. Decisions must
not simply reflect "short-term popularity" lest, among other reasons, the
law lose needed stability. The "subjective preferences" of judges are
similarly inadequate guides since they threaten the needed stability of
the law. Judges must "seek an interpretation that helps the textual
provision work well now to achieve its basic statutory or constitutional
objectives."
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Interpreting the Commerce Clause:
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The ambiguity inherent in language is, of
course, recognized by Breyer. He emphasizes the importance of context and
legislative history in interpreting the intent of ambiguities in statutory
language, but he is prepared to ignore the context and history of the
Commerce Clause. |
Breyer glorifies the purpose of Commerce clause powers but denigrates the purposes of including it among the list of constrained enumerated powers. |
The importance of purpose is emphasized as a predominant factor in interpretation. However, Breyer glorifies the purpose of Commerce Clause powers but denigrates the purposes of including it among the list of constrained enumerated powers.
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The Constitution's federalism principles
are reduced by Breyer to an issue of efficiency. Breyer is willing to
search worldwide for political practices that can be used at his
discretion for legal interpretation. |
Breyer is willing to search worldwide for political practices that can be used at his discretion for legal interpretation.
Breyer reads modern European "subsidiarity principles" into the Constitution's federalism provisions although it is a concept completely foreign to the document and to federalism under the Constitution |
"Subsidiarity" practice in the European Union as
interpreted by the European Court of Justice is drawn on by Breyer to
bolster his views. He tells us that in Europe, jurisdiction over policy is
often determined according to the level of government that can most
efficiently execute it. He reads modern European "subsidiarity principles"
into the Constitution's federalism provisions although it is a concept
completely foreign to the document and to federalism under the
Constitution.
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The states are no longer to be considered a part of the essential checks and balances employed by the Constitution to inhibit the abuse of federal governmental powers. According to Breyer's interpretive approach, the Commerce Clause should be stood on its head to read as empowering the federal government to regulate all commerce - international, interstate and domestic - as well as to use its regulatory powers as a potent social engineering tool.
A Court that periodically flips on contentious issues of constitutional interpretation is not going to retain the high level of public respect. |
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As governments, including those of the United States, repeatedly prove their inherent ineptness at economic management, activist governance is currently crumbling or retreating all over Latin America as well as in France, Southern Europe and the BRICS. |
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