BOOK REVIEW
The Broken Branch
by
Thomas E. Mann & Norman J. Ornstein
FUTURECASTS online magazine
www.futurecasts.com
Vol. 10, No. 5, 5/1/08
The return of party partisanship:
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Increasing partisanship and
ideological sorting by party during the last three decades has transformed
Congress from two deliberative bodies into partisan battlegrounds. In "The
Broken Branch: How Congress is Failing America and How to Get It Back on
Track," Thomas E. Mann and Norman J. Ornstein describe the deterioration in
the legislative and oversight processes of Congress and advocate procedural
reforms. |
Congress has become more like a parliamentary system, with disciplined political parties committed to support of or opposition to the president's agenda and the procedural suppression of minority input. |
The demise of civility and bipartisanship and increasing restrictions on the deliberative process during recent decades are deplored by the authors. The political parties have moved from left of center and right of center political organizations further to the ideological extremes. The majorities have become narrower and less secure. As a result, Congress has become more like a parliamentary system, with disciplined political parties committed to support of or opposition to the president's agenda and the procedural suppression of minority input.
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The Speaker is a Constitutional officer for the whole House, and partisan involvement actively lobbying for votes undermines that role.
Closed rules votes in the House have increased from less than 10% under the Democratic 103rd Congress to more than 25% under the Republican 108th Congress. |
There have been numerous examples of partisan excess
in the House. On one clear occasion, for the hotly contested drug benefit
bill, the vote was kept open for hours while votes were lined up by "arm
twisting" consisting of political bribes and threats of retaliation. This
typically involves the offer or threat of withholding of large campaign contributions.
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Use of the budget reconciliation process that operates under special procedures that bar the filibuster has been expanded by the majority along with other forms of "unorthodox lawmaking." |
The situation is nowhere near as bad as during the
period prior to WW-I, the authors candidly admit. Slavery tore the country apart
during its first seventy five years under the Constitution, and Speakers like
Thomas Reed and Joseph Cannon ruled the roost in the later years. However, that
was during or just after the 19th century, before the federal government played
such a large role domestically and internationally. For the 21st century, much
better is needed, they argue. |
The transformation of Congress:
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Congress is the central
repository of power under the Constitution, the authors point out. However,
as James Madison pointed out, "because men are not angels," an
extensive system of internal and external checks and balances constrains its
activities and the activities of the other arms of government. A multiplicity of
factions were encouraged and empowered, "requiring majorities to be built
from coalitions of minorities through a process of accommodation and
compromise." |
However, practice quickly undermined political theory.
The government was pulled and pushed in ways that could not be foreseen. The
rise of political parties and the emotions of the slavery issue were the most
powerful forces at work, but there were many others. |
The development of the internal rules of Congressional procedure are traced by the authors from the early days when members jealously guarded their institutional prerogatives, deliberated on the Chamber floors, and only formed committees for temporary specific purposes. However, this was quickly altered by the rise of party influence and the establishment of standing committees. These were essential for the efficient and reliable achievement of increasingly sophisticated legislative agendas. Soon, power was devolved to the committee chairs.
Towards the end of the 19th century, Speaker Thomas Reed
pushed through procedural rules that eliminated dilatory motions and
disappearing quorums and other methods used by minorities to frustrate majority
legislation in the House. The Speaker controlled membership on the Rules
Committee that controlled the chamber's agenda and regulated obstruction on the
floor. |
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The supermajority requirement for cloture - originally set at two thirds of the members present and voting - was enough to sustain the filibuster as a powerful tool for minority resistance - as it remains today with a 60% supermajority requirement. |
During the progressive era at the beginning of the 20th
century, there was a revolt against centralization of power in the House. The
Speaker was removed from the Rules Committee and his appointment powers were
reduced by a seniority system for committee chairs. By the 1920s, the agenda was
set by an independent Rules Committee. |
Checks and balances: |
Competition with the presidency for influence over
national policy has waxed and waned from the beginning. |
Congress dominated
policymaking through most of the 19th century. Even during strong
administrations under the Federalists, the Jacksonians and Lincoln, Congress
actively maintained its prerogatives. |
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Congress had "retained a central position in the American constitutional system" based on its direct connection to the people and its impressive array of constitutional powers. |
Congressional efforts to dominate the judiciary were
quickly ended by public support for judicial independence. Now, Congressional
influence on the judiciary is generally limited to the constitutional
appointment process and normal legislative reactions to decisions that are based on
common or statutory law.
The judiciary remains largely independent within its sphere, is dominant on
issues it resolves on a constitutional basis, but maintains a
careful regard for strongly held public opinion that it has only on occasion
ignored. (The authors do not delve into modern questions of constitutional
jurisprudence.) |
Modern developments: |
The authors initially joined Congressional staffs
of liberal Democratic members of the House. These liberal legislators were frustrated by the
tight control then exercised by conservative southern Democrats who dominated
committee chairs by dint of seniority. The powers of committee chairs in those
days was almost total. The Vietnam War, civil rights and welfare state issues
provided a perfervid political environment. |
The Speaker, now controlled for Democrats by liberals, received enlarged powers over committee assignments and agendas.
Congress limited a president's warmaking powers and his ability to affect the budget by impoundment of appropriated and allocated funds. |
The growth of the liberal majority in the Democratic caucus
slowly enabled the liberals to challenge the conservative committee chairs. The liberals
established the right to vote on committee chairmanships and diluted the
influence of committee chairs on subcommittee appointments and staffing. Liberal
non-southern Democrats quickly gained 16 subcommittee chairmanships. |
Liberal reforms facilitated Newt Gingrich's partisan attacks on the Democratic domination of the House. As the competition for control heated up, partisan rancor began to displace the civility and cozy relationship between the majority and minority that had existed during the long years when Democratic party dominance was beyond challenge.
The Democrats responded by strengthening rules that would enhance the ability of their slim majority to control of the House. |
The post-Watergate liberal Congress elected in the 1974
midterm election pushed a further wave of reforms, especially of the
powerful Ways and Means and Appropriations committees. The liberals grabbed full
control of the Democratic caucus. They deprived three senior members of their
committee chairs and replaced them with relatively junior liberal members. A new
ethics code was adopted. Working through the Democratic caucus, they brought up
legislative amendments attacking the oil depletion tax allowance and defunding
military aid to South Vietnam, dooming that nation. |
Filibusters and holds continued to stymie legislation.
The Senate became "more open, more fluid, more decentralized, and more democratized -- and more polarized."
Attacks on appointees were personal rather than on the basis of qualifications, issue positions or philosophy. |
The Senate also reflected the polarization of the
parties and the rise of partisan conflict, but to a somewhat lesser extent.
Southern conservatives shifted to the Republican party and Northeastern
moderates and liberals shifted to the Democratic party. |
The Democrats reacted to Gingrich radicalism with closed rules, abuse by chairmen of proxy voting authority, and majority arrogance that served to unify Republican opposition behind Gingrich. |
During the first two years of the Clinton presidency, while
the Democrats controlled both Congressional chambers, the authors
participated in reform efforts. However, these efforts came to naught. |
The 1994 Republican sweep crafted by Newt Gingrich
resulted
in a short period when the House did indeed attempt to drive the national
agenda. Fulfilling their campaign pledge, the Republicans brought all ten planks
in their "Contract with America" up for floor vote within 100 days and
passed all but the term limits Constitutional amendment which required a 2/3rds
supermajority. |
Gingrich transformed the House from a committee based to a party based legislature. He controlled committee appointments and staffing, and set their agendas and schedules. Important bills were drafted by special leadership task forces rather than by the committees.
Any Senator, even when acting anonymously, could obstruct proceedings by means of a "hold." |
As Speaker, Gingrich had centralized control of the House. He transformed it from a committee based to a party based legislature. He controlled committee appointments and staffing, and set their agendas and schedules. Important bills were drafted by special leadership task forces rather than by the committees. The Republicans in the House were using the same techniques as had the Democrats to push through their legislation and eliminate minority input or influence.
A closely divided Senate became increasingly
obstructed by filibusters and threats of filibusters. Any Senator, even when
acting anonymously, could obstruct proceedings by means of a "hold" -
a threat of filibuster. Only budget and other "fast track" rules
legislation was immune. |
The record on judicial appointments, scandals and impeachment proceedings during the Clinton administration is briefly reviewed by the authors. Impeachment and investigations were partisan spectacles that a disgusted public refused to support.
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When George Bush (II) became president, he ignored
the slimness of his margin of victory in the electoral college and his loss in the popular vote. He
boldly pushed his conservative agenda through a narrowly divided Congress where
Republicans narrowly controlled the House and Democrats ultimately had a one
vote edge in the Senate. |
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"The institutional rivalry designed by the framers gave way to a relationship in which Congress assumed a position subordinate to the executive. Party trumped institution." |
Bush (II) upped the stakes in the 2002 midterm elections by campaigning vigorously for Republican candidates. As a result, Republicans regained control of the Senate and gained seats in the House in a midterm election that almost always goes against the party holding the presidency. The Bush (II) Homeland Security bill and almost all his judicial appointments were quickly approved. However, Democratic partisan rancor - especially in the Senate - had been pushed to new heights by the president's campaign tactics.
Republican leaders in both chambers thus energetically pursued
the president's agenda to the extent of subordinating the institutional interests of the
Congress, the authors assert.
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Institutional decline:
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The growth of anti-government attitudes brought an end to Democratic control of the House and
established Newt Gingrich as Speaker. Member attitudes towards
Congress as an institution visibly reflected the general public attitude. Pride and support for institutional prerogatives was
replaced by a skepticism of government and even of the legislative chambers in
which new members served. |
Interest has thus collapsed in the procedural reforms
that these two authors have worked on for several decades. Even the
restructuring of committees to oversee new homeland defense and intelligence
arrangements was haphazard and marred by turf wars waged by existing committees. |
There was no serious oversight of the monstrous bureaucracy of the new Homeland Security Department despite glaring problems. These problems were revealed in part by the bungled responses to hurricanes Katrina and Rita and to a mad cow disease scare. |
Oversight of executive branch activities - to make sure that "the
laws are faithfully executed without bias or malfeasance" - is a primary
function of Congress and its committees. Unfortunately, in recent years,
oversight of policy declined in lieu of "a near-obsession with
investigation of scandal and allegations of scandal." When Bush (II) became
president, almost all oversight disappeared.
The authors provide a marvelous example of Congress in action and, unwittingly, demonstrate the reason why Congress MUST take a subordinate roll in such vital complex and sensitive matters as national defense and foreign policy. In Congress, all too often, narrow political imperatives trump the national interest.
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The authors are especially critical of the lack of penetrating questioning of the administration's conduct of the war, national defense and foreign policy, despite obvious weaknesses that might have been earlier remedied if subjected to Congressional examination. |
Oversight means criticism of performance, something that the
Republican majority refused to do to its own administration. The authors are
especially critical of the lack of penetrating questioning of the
administration's conduct of the war, national defense and foreign policy,
despite obvious weaknesses that might have been earlier remedied if subjected to
Congressional examination.
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Senate acceptance of a subordinate role to the House
is particularly criticized by the authors. The Senate frequently
neglects serious deliberation of and input into key items in the
president's agenda. However, the
authors' greatest criticism is for the failure of Congress to challenge the Bush (II)
administration's broad denial of information requests during its first six
years. The Republican majority leadership
refused to support individual member and committee chair demands for
information.
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Members of the last Republican Congress spent much less time in Washington, left business up to committee leadership, staff and industry staff to craft legislation, and often didn't know what they were voting for. Legislation was rammed through subcommittees and committees with little deliberation or debate. |
Congress neither legislates nor deliberates as much as it used to. Members of the last Republican Congress spent much less time in Washington, left it up to committee leadership, staff and industry staff to craft legislation, and often didn't know what they were voting for. Legislation was rammed through subcommittees and committees with little deliberation or debate. This trend began under the last Democratic Congresses but thereafter became much worse.
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Omnibus bills covering vast numbers of unrelated but often significant issues are increasingly used to ram material through with no deliberation or opportunity for approval or rejection of individual items. |
Use of closed rules has risen to about 50%. Use of
self-executing rules and suspension of rules has also increased, all of which
marginalize the minority by limiting debate and opportunity for input. Committee
deliberations are increasingly partisan and formalistic, with party leaders,
staff and lobbyists controlling the actual drafting work. Detailed mark-up by
full committees is increasingly rare. "Emergency" meetings are
routinely called at odd hours to limit member participation. This is often used
to limit participation in House-Senate conference report hearings.
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The circumstances faced by recent Republican Congresses had radically changed, the authors concede.
However, the costs include shoddy, poorly understood and crafted legislation,
a diminished institutional standing for the Congress, and increased partisan
rancor. |
The parliamentary Congress: |
The centralization of power by party leaders began under the
Democrats in the 1970s and has since been increased. |
The ethics committee, after rebuking DeLay and others, was emasculated by Republican party leadership. |
Congressional leaders began to assist with campaign
financing and now actually participate in member campaigns to assure
loyalty. Involvement in
state gerrymandering of Congressional districts reduces the number of contested
seats. |
The authors demonstrate the "broken" nature of the House by
relating how it handled - or mishandled - the vital issue of continuity in
the event of a terrorist attack or other catastrophe that might wipe out a
significant number of its members. This vital inherently nonpartisan issue was
considered as if it were a partisan issue. There were no real hearings or
deliberations. An expedited elections remedy was slapped together without the
broad input essential for dealing with so complex a question, and the
legislation was pushed through under inappropriately restrictive rules.
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"The rise of a sharper and more corrosive partisanship, bordering on tribalism, was driven by the permanent campaign, the higher stakes in election with majorities regularly at stake, and the growing role of more fundamentalist forces in politics, with issues framed in starkly black-and-white terms and adversaries transformed into enemies." |
This creates a "neoparliamentary system" in the House. It's highest priority under unified government is passage of the president's agenda and the success of the administration. Identification with the institutional interests of Congress as an independent branch of government is subordinated to partisan endeavor.
The problems have become highly complex, the authors stress.
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The demise of "regular order:" |
"Regular order" is an elaborate set of procedural of rules,
precedents, and norms. It facilitates orderly and deliberate policy making,
ensures fairness and maintains "the legitimacy of Congress and the
constitutional system." |
Conferences to reconcile differences between the House and Senate are now the setting for breathtaking abuses; minority party members excluded from negotiations, entirely new provisions added in the stealth of the night, and routine waivers of time for members to learn what is contained in the reports they must vote on." |
Minorities are always tempted to abuse these procedures to block majority rule, and majorities are always tempted to dispense with them to push their agenda through minority obstructions. With the demise of Democratic party dominance in Congress, the slim Congressional majorities began to undermine the regular order of the legislative process. This trend began with the last Democratic majorities during the 1980s but was pushed much further by the even slimmer Republican majorities of the 1990s.
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Several examples of poorly crafted, wasteful governance during the Bush (II) years are provided by the authors. Lack of oversight of the Iraq war and homeland security activities; the failure to accurately evaluate the costs of tax cuts and Medicare prescription drugs benefits; the unconstitutional effort to interfere in the Terri Schiavo end-of-life care litigation; pork laden highway bills; budgets based on smoke and mirrors accounting; and an energy bill without conservation or alternative energy provisions are cited.
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Of course, the Bush (II) tax cut bills and the funding of the Iraq war do reach unprecedented levels for smoke and mirrors accounting. The authors do hit this barn-sized target with unerring accuracy.
The authors note that the projected $3.5 trillion ten year surplus was transformed by the Bush (II) tax cuts into a $3.5 trillion projected deficit, and revenues were reduced to 16% of GDP, the lowest in half a century. They do acknowledge that runaway spending played some role in the immediate blossoming of deficits.
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Reform: |
Congress, of course, is to a considerable extent a captive of
its political and social agenda, the authors acknowledge. However, choices can
be made. |
The authors refer to the progressive reform movement during the Theodore Roosevelt administration that ended a previous period of centralized control in Congress. Committee governance based on a seniority system was the reform initiated (something liberals abolished during the 1970s when it got in the way of their agenda). The authors venture the hope that some reforming president will succeed Bush (II) and start a similar reform period.
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Gerrymandering is in fact the most powerful underlying factor in these problems. |
The authors then focus on gerrymandering. This is in fact the
most powerful of the underlying factors. Competitive elections in competitive
districts empower the center and increase incentives for compromise and
accommodation. Safe districts empower the extremes and increase partisan rancor. |
"No package of reforms will force lawmakers to develop a strong sense of institutional identity and loyalty, to strengthen an empty ethics process, to open up the policy process for serious deliberation, or to develop a new fealty to the regular order. Reforms will not eliminate arrogance, greed, insensitivity, or impropriety."
One problem is that the tools currently being abused have legitimate uses and can't be simply eliminated. |
Internal reforms, too, would be more that just helpful. However, the authors acknowledge the limits of their expectations.
One problem is that the tools currently being abused have legitimate
uses and can't be simply eliminated. Restrictive rules and strong party
influence play important roles. They overcome minority obstructive tactics and
enable a majority to actually govern. The temptation to use such powerful
tools broadly for narrow political advantage creates a problem that cannot be
resolved.
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Ethics and lobbying reform efforts are also promoted by the
authors. Disclosure rules offer the most pragmatic approach, since if adopted,
substantive ethics rules are certain to be full of exceptions and loopholes. Substantive rules can
always be worked around while inevitably being subject to abuse to constrain legitimate activity. |
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The destruction of the seniority system provides a lesson in unintended consequences. Competition for leadership positions in the various committees has been determined not by capability or experience, but by who can raise the most money for the party campaign chest. In other words, leadership positions are now up for sale. |
Further campaign finance reforms are also recommended.
The destruction of the seniority system provides a lesson in unintended consequences. It has indeed loosed many evils previously constrained by the seniority system. Competition for leadership positions in the various committees has been determined not by capability or experience, but by who can raise the most money for the party campaign chest. In other words, leadership positions are now up for sale. The authors suggest various restrictions, but they are all clearly inadequate. (Perhaps a return to the seniority system would be the most pragmatic alternative?)
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Copyright © 2008 Dan Blatt