BOOK REVIEW
The Capacity To Govern
by
Yehezkel Dror
FUTURECASTS online magazine
www.futurecasts.com
Vol. 4, No. 3, 3/1/02.
Report to the Club of Rome on modern governance: |
This book is a Report to the Club of Rome designed
to stimulate discussion on questions of modern governance. Prof. Yehezkel Dror
of the Hebrew Univ. of Jerusalem suggests "how government
might be improved and enabled to cope with the [current] global
transformations." Although containing appropriate footnotes and extensive
references, the book avoids pedantry
- but rather seeks to "stimulate wide public discussion" on the very
real and rapidly shifting governance problems of the modern world. & |
The book succeeds in this stated aim. It sets forth governance concepts and supporting arguments currently circulating amidst Club of Rome members - and it does this clearly and logically enough to provide a solid basis for evaluation and intellectual discourse about them.
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The "misjudgments" of the first Report to the Club of
Rome, "Limits to Growth," (1972) are candidly acknowledged. Here,
Dror instead mainly keeps to generalities. Future problems demand "crucial
choices [that] can be adequately made neither by civil societies, markets and
the like, nor by governments lacking essential core capacities." & He urges the "redesign of governance" to upgrade "human future-shaping capacities." His redesign suggestions are a good deal more than the evolutionary governance improvements made spasmodically to deal with immediate problems. & Commitment to efforts to "influence the future for the better" - use modern education and propaganda capabilities to build public support for agenda policies - and lengthen election and budgetary cycles and other institutional changes to increase autonomy and decisiveness for executive agencies - are stressed. It is recognized that, somehow, greater autonomy must be accompanied by improved oversight to prevent abuses.
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The need for decisive governance:
Innovations in governance - some quite radical - will be needed to keep pace with change and the new problems those changes inevitably pose. |
Dror emphasizes the perceived need for radical worldwide reform. Innovations in governance - some quite radical - will be needed to keep pace with change and the new problems those changes inevitably pose. Without changes appropriate to the rapid changes in human and social existence, "stagnation, decline and even catastrophe" will inevitably follow.
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Governments must fulfill their "crucial future-influencing tasks." This means recognition of "the need to radically upgrade the future-shaping capacities of centers of government." |
The book covers governance at all levels - global, multinational,
national, and local. It recognizes that most everyday problems of governance are
local and require local responsibility, but insists that this "subsidiarity"
must be as the concept was originally intended - "subject to strict
directives and supervision" from the higher levels of governance. |
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Dror disparages talk of "ungovernability."
The
real problem is an "incapacity to govern" because of the
inherent limitations of current governance structures. He assumes an optimistic
view that the needed governance improvements are possible.
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The new political philosophy: |
A need for an appropriate new political
philosophy is needed to counter "incorrect philosophies and
doubtful values," and to provide an alternative to mere "pragmatic and
'real political'" approaches. Dror initiates the process that he hopes will
lead to such a new political philosophy. & |
Government has to be redesigned to provide representation for future generations. |
Moral philosophy has been evolving rapidly, to include new views on "human rights, gender equality, social justice, ecology, animal rights and more." But this has not addressed such essential issues as:
Especially important in the modern context is the need "to
confront and disempower evil." The existence of "post-modern
barbarism" is a realistic expectation that must be dealt with. |
The perfectibility of man:
The conflicting values of liberalism, fundamentalism and sectarianism must be overridden. |
At every turn, Dror bumps up against
the need to achieve broad improvements in human understanding and attitudes - to
achieve significant advances in "moral progress." & Citizens must be "enlightened" and provided "moral education" to "fasten empathy with needs of others, altruism and a feeling of global human solidarity - with governance elites setting an example." Human rights should be balanced with the recognition of "human responsibilities and duties." "[H]uman solidarity and mutual responsibility" should "be viewed as a moral norm" to counter "self-centered individualism." Some of the conflicting values of liberalism, fundamentalism and sectarianism must be overridden. & |
Creating a political and economic system that depends on achieving very high levels of virtue remains more than just dubious. |
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Values free or nonjudgmental education and governance leaves values shaping to other actors - some of whom will inevitably be destructive - and a few of whom will inevitably be evil. |
The "limits of socialization" that underlay
the collapse of the Soviet Union's efforts to shape such aspects of human nature
are acknowledged by Dror. However, it is obvious that moral perceptions are greatly influenced by
ideological propaganda, and he properly emphasizes that government must play a
major role in this game. If progress today can only be made "with the will
of citizens," then effort to inform and shape that will are essential parts
of governance.
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The limits of democracy:
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Reliance on concepts of innate human goodness -
politically correct concepts of moral relativism and nihilism - and "libertarian misperceptions of the 'sovereignty' of given
human desires" - are all rejected by Dror. A democratic political philosophy
should "re-assert the primacy of politics and focus on the overall
responsibility of governance for taking care of the future in an open-ended way
(not presuming to 'plan' for it!), as far as is humanly possible." & |
Practical exceptions and limitations must be mixed in to democratic systems to provide some shelter from politics and public opinion for all governance functions.
Democratic governance needs smarter and better people. A better ruling "elite" should be developed. |
Although democracy may be essential - perfect or pervasive democratic
systems are impossible. Practical exceptions and limitations must
be mixed in to democratic systems to provide some shelter from politics and
public opinion for all governance functions -- and a lot of autonomy is needed
for such things as the central bank, an independent judiciary, the civil
service, and elections fairness agencies.
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Dror accepts the need for great complexity in his suggested governance system. He outright rejects as inherently inadequate anything resembling the KISS principle. |
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All of this depends on the appropriate education and indoctrination of the public to raise moral levels and popular understanding of complex issues.
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Dror accepts the legitimacy of undemocratic systems. He recognizes the problem of establishing a political philosophy for
global governance that does not include universal democracy. That much of the
world simply is not capable of functioning at present under democratic
governance is not in question, but there is as yet no way to provide for this in
the applicable political philosophy. |
Raison d'humanité:
Humanity as a whole has needs and aspirations that all forms of governance should promote. |
However "humanity as a whole has needs and
aspirations that all forms of governance should promote." He calls the
fulfillment of these needs, "raison d'humanité." They go beyond traditional "raison
d'état" to require that, among other things:
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Dror devotes considerable effort to the philosophical problem of controlling the meaning of raison d'humanité so that it is limited to meanings he feels comfortable with. |
However, such thorny issues as birth control and the gross inequality of material resources would also fall under the heading raison d'humanité. To deal with such contentious issues, widespread indoctrination in the importance of "human solidarity" is needed. "Empathy" with the suffering of others must be fortified against "compassion fatigue."
Dror devotes
considerable effort to the thorny problems involved in the recognition and
correction of government policy errors (See, "Executive power" and
"Selective radicalism," below.), and to the
philosophical problem of controlling the meaning of raison d'humanité
so that it is limited to meanings he feels comfortable with. (See,
"Public indoctrination," below.) The raison d'humanité formula is at the core of
his suggestions. |
The "development of an ethics of global equity" that would sustain egalitarian policies among democratic electorates in wealthy nations is of great importance to Dror. The political philosophy should thus also:
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However, reassertion of "the moral centrality of politics" is the most important aspect of this effort. Markets, civil-society actors, public interest groups, etc., all have legitimate roles, but none are democratically elected or represent the public interest as a whole. "Politics should therefore be in charge of collective action."
The demeaning and downgrading of politics and governance is unacceptable.
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21st century governance: |
Governments vary widely - as they must - over
space and time, Dror points out. There is no single correct model or optimum model that can
remain optimum without changing to reflect changing conditions. However, all
governments have certain core functions - such as assuring security, collecting
and allocating resources, regulating the commons, and planning for the future
("future-building"). & |
Now, rapid, non-linear change must be dealt with - despite the
human tendencies towards inertia and the uncertainty that rapid change
engenders. The unexpected must be expected. |
Now, complexity and the likelihood - sometimes drastic - of unintended consequences from governance interventions are vastly increased by globalization and modern networking. This dictates reliance on the "self-managing processes" of market mechanisms and civil society, subject to appropriate oversight and regulation. This inevitably leads to correspondingly complex government structures, and the risks of bureaucratic obfuscation and rigidity.
Now, the proliferation and increasing influence of private actors
- both legitimate and criminal - "requires increased cooperation between
governments, the strengthening of global governance and invention of new forms
of regulation, taxation and legal oversight." |
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Now, widespread problems of prosperity pose new problems. That the quality of life is improving for all humanity - outside immediate zones of conflict or anarchy or absolute despotism - is not in doubt. However, increasing inequality, ecological problems, and fundamentalist reactions pose serious problems.
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Governance will exert profound influences on the torrent of changes - "by default, by mistake or by considered interventions into historic processes." |
Now, various psychological traumas are likely to afflict most of the world as a result of very rapid change. Disorientation, frustration, and despondency may become pervasive concurrently with increasing but unequal prosperity. This world will not be a peaceful place. Governance must improve its ability to confront such "frustration, trauma, despondency and unrest."
Now, the world remains a very dangerous place, where people of
evil intent seek - often successfully - to take control of nations.
"Ongoing processes have the potential both for very desirable [and] for
very undesirable possibilities, with actual futures being very likely to include
both good and bad elements." Stated simply, good governance must reduce the
bad and facilitate the good. |
Evolution of political culture:
& |
The social and political environment
in which governments operate currently varies widely from the anarchic and dysfunctional states of sub Saharan Africa, to the
instability and shallowness of
civic resources of many Latin American states, to the kleptocratic tendencies in
some Asian and African nations, to the autocracies of the Middle East, to the
various modern democratic systems - many of which suffer from "spin"
politics and political pressures to distribute benefits at the expense of
concern for the future. Varying degrees of corruption are found everywhere,
including in modern democracies. |
If economic freedom is established - at least in large nations like China - it is hard to envision political stability without eventual development of some form of political freedom. |
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In the democracies, Dror fears the substitution of image and narrow interest politics for content and "weaving the future." This is creating what he calls a "Pressure-Dominated Multi-Media Populist Democracy." This trend must be reversed by either changes in political culture or the greater insulation of "important parts of governments from the dominant political culture."
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Dror provides a long list of problems facing modern democracies. These include pressure and interest groups - loss of respect for government and officials - empowerment of private actors - rising electoral costs - shortened time horizons for even major decisions - loss of party and ideological influence - increase in personality politics - increasing reliance on referenda - increasing intolerance for migrants and ethnic minorities and religious minorities - growth of secular and religious fundamentalism - stubborn double digit levels of unemployment in many European democracies - and increasing influence of business and investment interests.
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The conflicts between national priorities and "global
needs" are deplored by Dror. He cites immigration restrictions,
reluctance to redistribute wealth to poor nations, and rejection of
international commitments. (Why doesn't he include in this list the
unconscionable restraints imposed by wealthy nations against poor nation
exports?)
Some nations and societies simply do not as yet provide the necessary bases for successful democracies. Democracies differ radically due not only to institutional differences, but to social differences as well. Dror suggests that certain societies, such as in China and in the Muslim nations, may not be suitable for democracy. In Africa, he notes, "the very notion of 'nation state' has proved counter productive."
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The absence of any "global civil society" must be remedied if Dror's suggestions for global governance are to become viable. Certain elements of global political culture must be broadly established.
However, education and propaganda efforts towards reducing selfish and violent tendencies and increasing empathy "and a greater sense of human solidarity - - - are essential not only as compelling moral commands but also as practical prerequisites if humanity is to survive and thrive." Eventually, science may provide more powerful - more direct - and more dangerous tools for transforming human nature - and governments must have the capacity - and be subject to sufficient safeguards - to handle these powers.
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Radical global political change: |
Radical changes
are therefore required. Present global governance "is not equipped for
weaving the future for the better." |
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A call to action:
Suspicion of concentrated political power must be set aside. |
Outside actors must encourage, demand, and support
needed changes, since government itself is incapable of appropriately
"redesigning" itself. Suspicion of concentrated political power must
be set aside so that governments at the national, multi-state and global levels
can be given the ability to mobilize popular support, and retain and deploy
sufficient power to overcome opposition from committed but minority interests
and groups. & |
Today's conservative governance models may have performed well in stable times, but they will fail to meet the threats and take advantage of the opportunities of rapid change. (The 20th century was hardly a time of stability - nor does rapid change necessarily mean instability - at least for systems free enough to flexibly respond to change.) But for the future, Dror asserts that: Morality includes an active effort to solve problems and raise social standards - but without fanaticism. Government institutions and processes must be designed to "improve the prospects for value-intense governance." & |
The risks of "high energy" governance must be faced because "zero governance" institutions - like laissez faire policies - will fail.
As Dror himself points out, today (as in the past) capitalist
systems need a wide variety of governance policies and institutions that
facilitate commerce. To protect against overactive, intrusive governance, he
cautions that high energy initiatives should selectively be directed only on
"main tasks that cannot be adequately fulfilled by other social processes
and institutions." Command economy policies must be avoided. |
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Pluralism means adding new layers of government at regional and continental and global levels, all with new types of agencies for moral deliberation and policy development. Democratic influences must be accommodated but limited by "non-democratic enclaves and layers." All of this should operate according to rules that encourage mutual reinforcement and correction in process, but that prevent "paralyzing stalemates" by requiring decisive clear choices without "counterproductive over-compromises," even in the face of strong opposition.
Holistic thinking, choice and action must use a "systems
perspective," but must avoid rigid "comprehensive planning." |
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Dror dismisses the objections of Hayek in a
single footnote - but then proceeds to confirm Hayek's fears. Hayek pointed
out that anything - including any evil - can be justified if it purports to be
for some
vision of the "greater good." Dror proceeds to do just that -
insisting that Hayek must be disregarded because he "does not take into
account the requirements posed by global transformations." Government
must be empowered for "future building - given the emerging opportunities
and dangers that cannot be handled by other processes and institutions." |
Public indoctrination: |
Raising the moral caliber of governance is
recognized as the most essential - and difficult - task. Service to humanity -
"raison d'humanité" - "with special attention to values
concerning the future," must be made "the main moral driving force and
decision criterion." & |
All public and private opinion leaders must be marshaled to widely indoctrinate the public in this higher morality. Nevertheless, incremental progress may be the best that can be achieved until the stress of serious calamities "brings about deep changes in values." Then, the state will decline "as the dominant form of polity," and global governance will be strengthened.
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Clarifying just what is encompassed by the term "raison d'humanité" is an essential task for modern moral and political philosophy. The concept will not be fixed, but should be constantly subject to revision and adapted in light of new problems, opportunities and dangers. It will evolve over time, starting with various applicable international treaties and conventions. The welfare of humanity as a whole should be emphasized.
However, a standard of "realistic vision" must be applied to
keep the concept within practical limits. When judging morality and
practicality, the consequences of actions must be stressed more than their
intentions. However, wealth transfers and borders open to major immigration
flows are assumed to be clearly justified by raison d'humanité. |
There are a wide range of vexing problems that must be addressed in terms of raison d'humanité. Subordinating individual and national values to global values - protecting "cultural rights" from globalization - balancing the risks and opportunities of science and technology - favoring "the future fate and civilization of humanity as a species over individual and group interests" - facilitating "dynamic development" that does not threaten environmental catastrophe - the possible need for a "Global Leviathan" that "may take the form of authoritarian rule by coalition of superpowers" to disarm lesser states and eliminate war - and questions of "global equity" - which may also raise "the possible need for global authoritarian regimes if consensual processes prove inadequate."
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Contemporary trends "ranging from consumerism everywhere to growing xenophobia in Europe" are deplored. Dror advocates formation of "global networks of avant-gardes elites" committed to raison d'humanité and the propaganda effort needed to suitably alter political culture.
There are possible alternatives, such as broad adoption of "crucial parts of raison d'humanité," and/or coalitions of superpowers to achieve certain norms of raison d'humanité "out of self interest."
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"Without improving the virtues of the senior governance elites, other proposals for upgrading capacities to govern may be counterproductive, by providing instruments for doing more efficiently what is wrong." |
Self interest and corruption of senior politicians "makes achievement of high-quality moral capacities to govern impossible." This has been a primary concern for political philosophy since ancient times, but has recently received far less attention than lower level corruption. Dror deplores this trend, and emphasizes the need to reverse it. "Indeed, shame, frank admission of guilt, and repentance are scarce commodities in contemporary public life."
Dror sees a "vicious downward spiral" of moral values everywhere.
The impressive achievements of current governance systems are recognized, but Dror insists that much more might have been achieved but for the limited virtues of prior leaders.
But Dror is absolutely right in pointing out that widespread sacrifice of immediate personal interests and the appropriate changing of political culture to accept such sacrifice is not possible without leadership with "outstanding virtues."
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And what paragons of virtue we must find throughout the ranks of the senior politicians and governance elites to make Dror's concepts work. He provides a dense paragraph - which nevertheless is concededly incomplete.
Dror realistically outlines some of the governance related strengths and weaknesses of societies in the advanced democracies, and candidly concedes that this is inadequate - indeed, substantially inadequate - for purposes of his suggested governance system.
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Enforcement of morality: |
An array of enforcement measures are included
by Dror to deal with this age old problem. Government officials must be
subjected to "strictly enforced rules and laws directed against
quasi-criminal behavior, gross conflict of interest and similar transgressions
of minimum standards - - - [and strictly enforced] norms against misuse of power
on the personal level, such as demands for sexual favors." |
"Strict regulations, vigorously enforced, are therefore clearly essential, with criminal sanctions against senior politicians who transgress them."
"Evil rulers must be removed from power, by international action if necessary." This would be determined by an "independent quasi-judicial body," and executed without delay. |
Dror advocates "international sanctions against clearly corrupt rulers" - global action against international crime - and imposition of international ethical guides for senior politicians and officials. "Strict regulations, vigorously enforced, are therefore clearly essential, with criminal sanctions against senior politicians who transgress them." (Of course. Appropriate regulations can cure all problems.)
"Evil rulers must be removed from power, by international action
if necessary." This would be determined by an "independent
quasi-judicial body," and executed without delay. Evil rulers include
"those who engage in atrocities, genocide and 'ethnic cleansing,' support
international atrocities, develop weapons of mass killing despite having undertaken not to do so, and start clearly aggressive wars." |
Political leaders must be free from all but "very serious criminal charges," and must be fearlessly decisive. |
However, after all this red meat enforcement, Dror concedes that the need to be free from legal problems dictates that political leaders be free from all but "very serious criminal charges." They must also be fearlessly decisive. He does not resolve this inconsistency.
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Public affairs education: |
Courses in "public affairs"
should be required for all university students. Government should support
"multiple bodies engaging in public affairs enlightenment, in ways ensuring
pluralism." & |
Leading candidates should be forced to reveal their true qualities by means of a formal judicial style inquisition.
This "Candidate Court" would be comprised of five to fifteen high public officials - judges, academics, spiritual leaders, "widely accepted senior statesmen," and some "representatives of the public" chosen by lottery but with "challenge procedures."
Dror candidly acknowledges no historic record of success on which to base this trust in either elites or in the wider public. However, he rejects the adequacy of limited forms of government that leave the future to myriad private actors and unguided evolution. Thus, his impressive list of political culture improvements are viewed as essential to "weave the future" for the better.
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The difficulties of finding qualified young people, properly
educating them, encouraging them to enter politics, and advancing them through
appropriate learning experiences through existing selection, promotion and
election processes, is recognized by Dror. So, he falls back on a second best
alternative of "upgrading the cognitive capacities of politicians."
However, this is not nearly enough for purposes of governance under
the suggested system. The specialized training offered political elites in
France leaves much to be desired. The various public policy graduate university
programs are also not enough. |
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For this system, training should be comparable to that of a brain surgeon. Doctorates in governance - including two year internships - should be established. Like other professionals and business managers, continuing education opportunities should be on constant offer. This should be considerably more structured than current efforts of this type. Journals in statecraft should be established.
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But moral qualities and life experience remain the primary qualifications needed for senior positions in Dror's suggested system of governance. Indeed, it is more essential for senior civil servants, since political leaders can and often do rely on expertise from the civil service. (Actually, top level expertise is most often obtained by the civil service as well as the politicians from private specialists in relevant fields. The civil service notoriously lacks top level expertise.) Radical civil service reform emphasizing the requisite qualities - rather than just minimal qualities plus longevity - is needed. Significantly higher pay scales are obviously needed to attract those with requisite commitment and skills and character.
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Executive power:
The U.N. Secretary General should be able to "initiate and implement policies" - even when opposed by "some of the major powers." |
Greater executive power must be provided to the Chief
Executive Officer - the "ruler" - of any democratic government in
order to get things done - in order to achieve the great purposes of raison
d'humanité. At the global level, the U.N. Secretary General should be able to
"initiate and implement policies" - even when opposed by "some of
the major powers." |
A variety of practical suggestions are offered for improving executive officer decision making. These include professional staffs, better time budgeting, institutionalized retreats and other information and learning arrangements, and improved monitoring of the actual implementation of decisions.
The establishment of "symbolic heads of state" is also suggested to conduct vital symbolic duties without impinging on the time of the chief executive officer. Constitutional monarchs and symbolic presidencies are possibilities. Dror accepts the view that:
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Because of the magnitude of future problems, however, Dror insists
that government decision making - "government choice processes" - must
be improved. He calls his suggested improvements - of which he provides 17 -
"deep policy reflection."
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Being able to admit mistakes and change course becomes essential for such high risk policy making, Dror acknowledges. Guidance from established and expressly formulated core values is also essential.
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"A much improved capacity to budget is therefore an essential component of such deep policy reflections: but it should be a long term one, beyond short-term monetary considerations, a myopic obsession with macroeconomics, bureaucratic politics and the purchasing of political support." |
Resource allocation must be explicit, as a check on unrealistic utopian or image-oriented programs. "A much improved capacity to budget is therefore an essential component of such deep policy reflections: but it should be a long term one, beyond short-term monetary considerations, a myopic obsession with macroeconomics, bureaucratic politics and the purchasing of political support."
Many of these suggestions are already - at least partially - in
place, Dror acknowledges. There is a plethora of think tanks - interest groups -
specialized NGOs - academic analytical works - relevant academic departments and
schools of government - and individual thinkers, prophets, social dreamers, and
entrepreneurs, all providing analytical inputs for government policymaking. |
"Fuzzy gambles:"
& |
Critical choices are often "fuzzy gambles," in that there may be no way of calculating the likelihood of success. (Government, like so much else, often involves real time decisions based on incomplete knowledge.) Dror recommends that the public be clearly informed of inherent policy risks. The public should be made more "uncertainty-sophisticated." Indeed, here again, competent governance will be dependent on professional policy elites that have successfully become uncertainty-sophisticated and are willing to take the necessary risks. |
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Selective radicalism: |
The redesign of government should make government
smarter. & |
Dror proposes:
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"It is striking that, despite having more such organizations than any other country, policy making is not obviously superior in the U.S.A." |
There is already an immense amount of this work
being done by a wide variety of agencies and people. However, Dror asserts that it
needs focus, professionalism, and direct connection to decision making. He
suggests a "Global Estimation and Outlook Institute" to suggest
subjects and agenda items for U.N. agencies. Similarly, a "national
estimation advisor" should be included in national administrations to focus
such work.
Indeed, as Dror himself concedes:
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The high status of political priorities - gridlock on contentious issues - the need for compromise and accommodation in policy enactment and administration - and the loss of cumulative learning in U.S. administrations due to total staff replacement - are all viewed as deplorable.
An independent global think tank with an assured multi-year budget is suggested. Such an organization could remedy the widespread lack of think tank organizations outside the U.S.
Independent "policy evaluation institutes" and encouragement of interested NGOs and other mechanisms to objectively evaluate ongoing programs are needed because governments frequently not only fail to learn from the mistakes of other governments, they persist in ignoring or denying their own mistakes.
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Consultative councils comprised of "outstanding individuals" are
needed for "policy deliberation on long-term critical issues," to
generate "evaluations, analysis, options and recommendations."
These should be set up within nations and by the U.N. Secretary General. & "Ethical Deliberation Forums" are also needed nationally and globally to evaluate the moral dimensions of such issues as genetic engineering and the definition of raison d'humanité. "Ethical reasoning and moral advice are urgently needed on a global level." & But institutes are no substitute for good people. Dror recommends training and career patterns for "a new breed of policy professionals" to staff the institutions. Evil and incompetence will undermine any institutional fix.
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Governance architecture: |
Current kaleidoscopic developments in governance
are summarized by Dror. He assumes from current evidence that nation states will
remain "the dominant type of governance actor," but with considerable
shifting of roles up to international and global agencies, and down to
subnational governments and various private actors. Global leadership remains
with the U.S., with the U.N. playing an increasing but not controlling role. & |
Until and unless the professional capabilities are available, government interventions remain more likely to do harm than good. |
He advocates E.U. type systems for appropriate purposes for other
continental regions. He approves subsidiarity within nations, assisted by higher
levels of government that ultimately retain authority over the lower levels. He
recommends the use of professional "City Manager" types of
administration under political supervision and policy making. He recognizes the
difficulties of national and subnational governance and the absence of practical
remedies. Local and regional governments must not be given the power to block
needed national initiatives.
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There should be minimal interference with the media. Such interference
should be limited to prohibition of clearly harmful
activities like facilitating hate crime and encouraging hate. He relies on support for public media
and on public education to raise standards of the viewing
public.
Governing and restraining aspects of technology "is
very difficult and entails high costs in terms of values and lost
benefits." Controlling access to and use of dangerous technologies, and
avoiding catastrophes are as much as can be currently expected. |
Possibilities for global governance: |
Dror presents four scenarios of global
governance possibilities. & |
The first is the current situation, with its not inconsiderable
achievements since the end of the Cold War, especially in various peacekeeping
efforts and the establishment of a variety of international conventions and
treaties and U.N. initiatives - and leadership by the U.S. and other
democracies.
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The second alternative of a constitutional sovereign global
government is politically unrealistic. |
Oversight: |
Dror struggles with the conundrum of providing executive power
sufficient for decisive action but subject to safeguards against abuse of power. & |
Professional independent oversight bodies - like the U.S. General
Accounting Office - are needed at all levels. Elimination of obsolete
departments and activities should be included as a separate oversight function.
(Good Luck!)
A Constitutional Court for global governance to provide legal oversight of the strengthened U.N. Secretary General and other international bodies is needed. A variety of other oversight bodies and courts are discussed, and the need for global "inspectorates and intelligence collection agencies" is set forth. |
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Crises: |
Large scale disasters and institutional breakdowns are
to be expected from time to time. & |
Professional crisis management staffs and
agencies should be developed within national governments, and preparations made for any crisis. Global crisis management requires similar staffing at the U.N.
Criteria and norms for U.N. intervention should be established. Senior politicians must take part in
crisis handling exercises. Crises should be routinely viewed as opportunities to push pertinent
political and ideological agenda items. (See, "Public
indoctrination," above.) |
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U.N. military forces capable of intervening with overwhelming force are essential to deal with chaotic or aggressor nation situations. Sanctions should be used to penalize misuse of authoritarian powers.
Indeed, Dror emphasizes that, without "global resoluteness, - - - it is better not to start global interventions that become adventures sure to fail. Such "radical" international interventions should be based on explicit criteria, subject to "rapid" judicial review.
Dror is reasonably concerned with "alleviating extreme suffering, avoiding serious dangers and advocating raison d'humanité." However, this requires "strong support by major powers and careful oversight." These interventions are "risky, costly and endanger important values." Without U.N. forces, the current system of U.S. and E.U. forces - and sometimes regional forces - acting with U.N. sanction where possible - is "better than doing nothing" (and continues in fact to achieve major successes).
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Conclusion:
These suggestions may appear more desirable and feasible over time and during periods of catastrophe and crisis. |
These suggestions are set forth fully in this book, in the
belief that they point the way to useful incremental improvements even as only
parts are adopted. Dror recognizes that governance improvements are in fact
being implemented as an ongoing process, but considers them inadequate and too
slow of pace. He realistically is not very optimistic about the prospects for
his suggestions, but notes that they may appear more desirable and feasible over
time and during periods of catastrophe and crisis. He rejects promises of
utopian achievements and seeks only sufficient improvements "to make a
significant difference to the future of humanity."
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Copyright © 2002 Dan Blatt