BOOK REVIEW
The Tragedy of Great Power Politics
by
John J. Mearsheimer
FUTURECASTS online magazine
www.futurecasts.com
Vol. 4, No. 5, 5/1/02.
Offensive realism: |
The contention of John J. Mearsheimer is that "the principal motive behind great-power
behavior is survival." Furthermore, in an essentially anarchic
international environment, "the desire to survive encourages states
to behave aggressively." & |
Indeed, he declines to classify states as more or
less aggressive on the basis of their differing economic and political systems.
His theory of great power relations - which he calls "offensive realism"
- makes only a handful of assumptions about great power conduct,
"and these assumptions apply equally to all great powers." |
States have a "will to power" - a "limitless lust for power" - hardwired into them because of the ambitions of their leaders. |
Classical realism is based on human
ambition. States have a "will to power" - a "limitless lust
for power" - hardwired into them because of the ambitions of their
leaders. They constantly look for opportunities to take the offensive and
dominate other states. |
Wars are largely the result of uncertainty and miscalculation, and most often impose large burdens and offer few gains even when successful. Fear for loss of incumbency - for loss of power already held within a nation - favors the maintenance of peace between great powers. |
Defensive realism, also referred to
as "structural realism," does not assume inherent aggression. The will
to survive means that security is the predominant concern. The structure of the
international system forces great powers to pay attention to the balance of
power, and to seek to enhance power because "power is the best means to
survival." But aggression is usually a mistake, because it causes other
states to ally against you to balance out your power - and involvement in actual
conflict carries the most significant threat to survival. |
"Great powers behave aggressively not because they want to or because they possess some inner drive to dominate, but because they have to seek more power if they want to maximize their odds of survival."
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Mearshiemer's offensive realism is
also based on the inherent fears for survival that arise in the anarchic
international arena. However: "Great powers behave aggressively not because
they want to or because they possess some inner drive to dominate, but because
they have to seek more power if they want to maximize their odds of
survival." |
Structural theories like the realist theories of great power politics are concededly only crude predictors of when security competition leads to war. "They are not capable of predicting exactly when wars will occur." Why WW-I started in 1914 rather than earlier or somewhat later is more than such a theory can explain, since non structural factors play a role in the precise timing of such conflicts. However, structural theories do play a major role in bringing nations into such conflicts, Mearsheimer insists, because all states care deeply about their own survival. | |
The question is whether simplification has gone too far - whether elements that are in fact importantly "outcome determinative" have been simplified out - thus crossing the line into invalidity.
Like the blind men examining the elephant, these theories are all correct - but only about the part of the problem they concentrate on.
Bismarck even then demonstrated a keen sense of the "soft power" factors in international power politics. |
Bismarck is properly cited and quoted by Mearsheimer concerning the security needs that drove his successful foreign policy of conquest and power enhancement. No statesman ever had a firmer grasp of the realities of great power international relations.
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Fear and loathing: |
However, Mearsheimer is certainly
correct that fear and loathing play a major role in international power
politics. That is what drove otherwise competing European great powers into
each others arms to oppose such potential threats as Wilhelmine Germany, Nazi
Germany, militarist Japan, and Soviet Russia. Leaders obsessed with increasing
power relative to other states frequently cause widespread fear and loathing
that undermines their security and weakens their diplomacy. & |
Magnanimity towards defeated adversaries and good will towards peaceful states has been a key to U.S. victories during the 20th century.
History does indeed open windows on the future. However, the past never repeats precisely. Examples taken from the 19th and 20th century age of European imperialism are unreliable guides to 21st century tendencies.
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A potentially dominant great power - a potential hegemonic great power - almost naturally creates fear and loathing in other great powers.
A substantial portion of the book is dedicated to analysis of the historic record of the last two centuries to show how - with one exception - the conduct of great power foreign policy can be explained by the concepts of offensive realism.
The one major historic exception that Mearsheimer recognizes was the failure of Wilhelmine Germany to strike during the 1905-1907 period when Russia was greatly weakened by its conflict with Japan.
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The limits to power: |
Mearsheimer cites Immanuel Kant approvingly: "It is the desire of every state, or of its ruler, to arrive at a condition of perpetual peace by conquering the whole world, if that were possible." Mearsheimer believes that, with the whole world conquered, survival "would then be almost guaranteed." |
Unless an occupying power is willing to act with utter ruthlessness - unless it is identified with the clear evil of a Hitler or Stalin - an occupation can become too expensive and difficult to maintain.
A higher moral understanding served the U.S. well in the manner in which it used its brief occupation of its defeated WW-II adversaries to influence their postwar political orientation.
The levels of ruthlessness sustainable over time in the exercise of power also provides an objective standard by which to distinguish especially dangerous and evil nations from others - and undermines the amoral classical and offensive realist approaches. |
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No nation other than the U.S. is currently capable of affording even peacetime levels of modern weaponry. |
Mearsheimer recognizes limits to power, and deals with
several of them. The costs of Pyrrhic victories - the restraining influence of
nuclear weapons - and geographic distance and great water obstacles - are all
acknowledged and included in his theory. Many factors, including the extent
to which resources are dedicated to social welfare purposes, can limit the
resources that can be mobilized for military purposes.
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Wilhelmine Germany could never have hoped to derive power from imperial holdings that might ever have come close to balancing out the cost of adding England to its enemies. |
The not very persuasive answer to this objection is that leaders are prone to many miscalculations. Correctly, Mearsheimer notes that even the most important decisions have to be made on inherently imperfect information. He acknowledges that political leaders fear the uncertainties and costs of military confrontation and war, but asserts that they nevertheless frequently miscalculate the gains and losses achievable by power political actions. Indeed, because of their fears, they frequently overreact to perceived threats - generating costly and destabilizing arms races - and even precipitating vast conflicts.
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Other current limits to power that Mearsheimer excludes include:
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For limited conflicts involving decades of confrontation, the successful husbanding of financial and economic resources can become the difference between victory and defeat - as it was in the Cold War.
The primary political interest in democracy is incumbency - and nothing threatens incumbency as much as a costly, uncertain major war. |
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There have, in fact, been many examples during the last two centuries that fit well with offensive realism.
However, for military adventures based on ambition or questionable assertions of national security - and for efforts to justify long term occupation of conquered territories - democratic politics and liberal sensibilities come heavily into play as restraining influences. |
However, the conduct of Prussia, Japan, and the Soviet Union during their empire building period fits well into the theory of offensive realism. At those times, these states clearly acted as offensive realists. The conduct of the U.K. and the U.S. during their empire building period also fits well. Germany, Japan and the Soviet Union were forced by defeat to surrender imperial ambitions, and Britain was forced to surrender its empire by a series of Pyrrhic victories. These are five of the great hegemonic and potential hegemonic powers analyzed by Mearsheimer.
Mearsheimer recognizes the reality of goals that have
little direct influence on security - goals based on religion, ideology, ethnic
identity, and concerns for human rights. However, he dismisses liberal notions
of the restraining influence of morality and modern liberal sensibilities.
When national security is perceived to be at stake, he correctly notes that liberal sensibilities are
quickly abandoned.
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Wealth and power:
& |
National power includes economic and military
power. Mearsheimer's analysis covers military formations, and population and
economic wealth that can be turned into military formations. These he divides
between power that is latent and power that is already existing in military
terms. (He totally ignores what Nye calls "soft power." See "Paradox of American Power" )
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Mearsheimer concentrates on the size of the army - the only military arm capable of taking and holding ground. |
However, he recognizes other factors - factors not readily
quantifiable - that can come into play to alter the apparent balance of power. Among
others, "strategy, intelligence, resolve, weather, and disease" can
determine military outcomes.
Another variable is the type of expenditures - especially the amount
spent on the army and the ability to project power. A lengthy segment of the
book is dedicated to arcane arguments over the relative importance of various
kinds of land, naval and air power.
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Nuclear weapons make unlimited wars of conquest unlikely between great powers, but have not hindered conflicts with limited objectives in peripheral areas. |
Furthermore, the ability to mobilize wealth for war purposes varies
for a wide variety of reasons.
Surprisingly, militant Nazi Germany was far less efficient at mobilizing its
economic power for WW-II production than its major adversaries - the United
States,
Great Britain, or the Soviet Union.
Nuclear weapons make unlimited wars of conquest unlikely between great
powers, but have not hindered conflicts with limited objectives in peripheral
areas. |
Hegemonic power: |
Since no state can control the entire world, great powers
strive to gain hegemonic status in their regions. Today, only the U.S. has
achieved this status - largely because of the absence of any other great powers
in the Western Hemisphere. It ardently strives to prevent any other great power
from achieving similar status in either Europe or Asia. |
Ultimately, the maintenance of an army that is dominant within its region, and the establishment of nuclear superiority or at least parity, are basic objectives. |
To do this, the U.S. seeks alliances with the weaker great powers. Like Great Britain before it, it provides enough support to enable the weaker continental powers to sustain themselves against stronger neighbors. The strategies available are containment or balance of powers. Balance of powers is the preferred strategy, because if successful it is less costly. However, if balance of powers fails, a direct and costly effort at containment becomes required.
The reason that the U.S. does this is because it fears that another
regional hegemonic state that equals its own power might successfully challenge for
influence in the Western Hemisphere, undermining U.S. hegemonic status and
security. |
The benefits of military victory: |
One of the weakest segments of the
book deals with war as a strategy for gaining power. It is certainly not a
controversial contention that victory is better than defeat, and that nations
have gained many advantages from military victories. & |
Mearsheimer overlooks the costs of an unwelcome occupation of defeated adversaries, and emphasizes only the benefits.
For the Soviet Union, its empire and almost all its client states became a financial millstone around its neck. |
However, Mearsheimer casually dismisses the economic limitations
of military force with a deplorable display of ignorance of basic economics.
This enables him to overlook the costs of an unwelcome occupation of defeated
adversaries, and to emphasize only the benefits. His
shallow economic assertions indicate uncritical acceptance of some Keynesian
stupidities.
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Then, Mearsheimer gives us this statement:
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Only in the last half of the 1990s - well after the Cold War was over and defense spending had declined to the lowest levels since before WW-II - did the U.S. economy achieve full employment and rates of growth that are the envy of the world. |
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Mearshiemer continues:
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The denial of the inherent financial burdens of military spending is a key fallacy in this theory |
Mearsheimer is certainly right in arguing that the Soviet economy had "profound structural problems" that would eventually have caused its collapse even without its defense and imperial expenditures. (However, the speed with which it had to slash those expenditures after the end of the Cold War is clear proof of just how burdensome military expenditures can be.)
This does not mean that war and military spending are futile,
as some pacifists prefer to believe. Mearsheimer properly points out many of the
obvious advantages of victory. As Gen. MacArthur pointed out, there is no
substitute in war for victory. Even if most developed nations today cannot act
with the requisite ruthlessness to make an occupation pay as a long term
proposition, that does not mean that there are no potential or real adversaries
in today's world prepared to use any levels of ruthlessness required for their
ends. |
Great power strategies:
"Great powers that care about their survival should neither appease nor bandwagon with their adversaries." Joining a bandwagon is the strategy of weaker powers. |
Strategies used in international power politics include:
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Prussian expansion in the 19th century was not opposed because,
according to Mearsheimer, all the existing European great powers viewed the
strengthened Prussia as a counterweight against existing adversaries. For two
decades, the new Germany did indeed separate the old rivals.
The "second front" delay during WW-II is viewed as "inadvertent buck passing" at Russia's expense.
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The offshore balancers: |
Both the U.S. and U.K. became militarily
involved in great power rivalries not to "keep the peace," but
only after it became essential to prevent some other great powers achieving
regional hegemony in either Europe of Asia. Wars that did not threaten to upset
overall power balances did not draw in either of these two "offshore
balancers." & |
Japan, on the other hand, acted as a potential hegemonic state rather than as just an offshore balancer, but this was solely because of the weakness of the continental states of Asia at that time.
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Implications for the 21st century: |
What does offensive realism tell
us about likely developments in 21st century foreign policy? & |
"Realism will offer the most powerful explanations of international politics over the next century, and this will be true even if the debates among academic and policy elites are dominated by non-realist theories. In short, the world remains a realist world."
Instability in Europe and Northeast Asia is destined to grow, as the great powers realize their power potential. Clearly, "a rising China is the most dangerous potential threat to the United States in the early twenty-first century." |
Given the continued anarchic structure of the international political system, the security needs of great powers will continue to drive them in the same way as before.
That the U.S. has to keep 100,000 men in both Europe and Northeast
Asia to keep the peace is proof that nothing has changed. Russia, Germany, China
and Japan all have the potential to rise to great power status and play great
power strategic roles.
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Even under the terms of offensive realism, there are currently no threats to the survival of China. Just by being China, China achieves hegemonic status on the mainland of Asia. |
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It is still only the presence of U.S. troops that allows the rest of Europe to feel comfortable with a unified Germany - and Germany itself benefits greatly from the lack of great power concern over its superior strength. It is only the presence of U.S. forces in Northeast and Southeast Asia that gives Japan and the smaller nations of those regions confidence that peace can be maintained in those regions. |
The most likely realist scenario is that great power rivalry will flare into limited warfare conflicts at the periphery of great power interests. There will be conflicts over interests in client states - rather than direct attacks on each other. If Russia were not so weak, it might have more strongly supported its Serb allies. China still backs North Korea, while the U.S. still supports South Korea. France and England still have widespread special interests outside their great power relationships, and Germany is building special interests in Central Europe.
It is still only the presence of U.S. troops that allows the rest of
Europe to feel comfortable with a unified Germany - and Germany itself
benefits greatly from the lack of great power concern over its superior
strength. It is only the presence of U.S. forces in Northeast and Southeast
Asia that gives Japan and the smaller nations of those regions confidence that
peace can be maintained in those regions. |
The United States will leave Europe or Northeast Asia because it does not have to contain an emerging peer competitor, in which case the regions would become less stable, or the United States will stay engaged to contain a formidable rival in what is likely to be a dangerous situation. |
Japan is currently not a great power as that is defined under
offensive realism. China, Russia and the U.S. are the relevant great powers in
Asia. The strongest - the U.S. - is an "offshore balancer" - and
nuclear arsenals also are a factor for caution and peace. Neither China nor
Russia can currently project much power. Thus, peace prevails - at least at
present.
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Europe: |
By the logic of offensive realism, Mearsheimer expects
that the U.S. will soon pull its troops out of Europe. & |
Germany is the
potentially strongest nation in Europe, but it is not so much stronger than the other
European great powers - Russia, France, England and Italy - as to be able to
dominate Europe. If Russia successfully reforms its economy, it could eventually
again become the most powerful nation in Europe, but it would face a unified
Germany and would not be so dominant as to require renewed active U.S.
intervention as an offshore balancer. & |
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The removal of the U.S. presence would mean that all the European great powers would have to look to their own defenses, and rebuild their military strength - including nuclear arsenals where those do not currently exist. |
Of course, the removal of the U.S. presence would mean that all the European great powers would have to look to their own defenses, and rebuild their military strength - including nuclear arsenals where those do not currently exist.
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Northeast Asia: |
By the logic of offensive realism, if China's
economic growth stops or significantly slows (a real possibility if it does not
continue essential reforms), China will never achieve dominant military power in
Northeast Asia, and Mearsheimer expects that the U.S. will likely bring its
troops home. & |
This would force Japan to build up its military - including a
nuclear arsenal. It would become the offshore balancer of the region, attempting
to maintain a balance between Russia and China. However, such balance of power
efforts could not be nearly as effective at keeping the peace as that in Europe. & |
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However, if China continues its impressive efforts at economic reform, and continues rapid economic growth, it becomes a potential hegemonic power that is far too strong to be contained without U.S. intervention.
Thus, the U.S. policy of engagement with China and encouragement of
its incorporation into the international community to facilitate its economic
growth and prosperity are viewed as misguided. "The United States has a
profound interest in seeing Chinese economic growth slow considerably in the
years ahead." Otherwise, China will soon become powerful enough to consider
adopting its own Monroe Doctrine. It will attempt to push the U.S. out of Northeast
Asia, and become the second regional hegemonic power in the world and a serious
threat to the U.S. |
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Whether attributed to ambition or security fears - Mearsheimer is clearly correct in identifying Chinese muscle flexing as the greatest threat to peace between the great powers during the next two decades. |
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Copyright © 2002 Dan Blatt