BOOK REVIEW
SPECIAL PROVIDENCE
by
Walter Russell Mead
FUTURECASTS online magazine
www.futurecasts.com
Vol. 5, No. 9, 9/1/03.
U.S. foreign policy: |
By examining "who we are and who we have
been," Mead provides historic perspective with which to analyze the
questions of what the general nature of U.S. foreign policy should be in today's
world. & |
Four major approaches have heavily influenced U.S. foreign policy since the nation's earliest days. |
The history of U.S. foreign policy before WW-II
"lies buried in obscurity." Aside from particular incidents - such as
the Monroe Doctrine, expansion on the North American continent, Theodore
Roosevelt's policies, and WW-I - there is little interest in U.S. foreign policy
prior to WW-II, and little acceptance of its success. |
In fact, U.S. foreign policy has been extraordinarily successful. Mead provides an impressive list of major foreign policy triumphs, including:
Even the much despised Treaty of Versailles has ultimately proven to be a U.S. success. Its noxious impacts were from European initiatives, and have been universally condemned. However, its Wilsonian provisions have - over the decades - become foundation stones in European international politics. These include "self-determination, democratic government, collective security, international law, and a league of nations."
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The U.S. has certainly made mistakes, Mead concedes, "but overall its diplomacy has been remarkably successful." Indeed, he insists, there is no modern nation anywhere that has had nearly as successful a foreign policy. He takes a dim view of the foreign policy accomplishments of the world's other major nations.
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A history of foreign policy accomplishments: |
Before
the Civil War, the U.S. - small and weak - was greatly dependent on its
ability to manage its foreign affairs, and many of the nation's leading
political and intellectual figures took their turns in important foreign affairs
posts. & |
Foreign trade was a constant subject of its foreign policy. The decision to cooperate in the British-designed international trading system played a major role in the economic success of the U.S. Tariff policies that benefited industrial New England at the expense of the agricultural South encouraged industrial development but was a source of intense resentment.
International trade - especially the vast exports of grains, corn, tobacco and
cotton - played a major role in the U.S. economy during the last decades of the 19th century when the U.S. was
catapulted into the status of a leading economic power. Foreign investors funded
much of the nation's infrastructure. The business cycle in the U.S. was driven
to a large extent by conditions in London and other foreign markets. |
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Relations with Great Britain - the world's naval superpower -
were clearly the most important aspect of U.S. 19th century foreign relations.
Numerous problems and crises arose. Disputes arose over borders from Maine to
British Columbia, over British assistance to the Confederacy, and over a variety
of ocean commerce issues. With the notable exception of the War of 1812, these
disputes were peacefully resolved - often on terms favorable to the U.S. & |
During the period between the War of 1812 and the Civil War, "the United States had forces stationed on or near every major continent in the world; its navy was active in virtually every ocean, its troops saw combat on virtually every continent, and its foreign relations were in a perpetual state of crisis and turmoil."
Today, a vastly important and complex global system depends on the continuation of U.S. success in its foreign policy. |
The often rocky relations between the U.S. and the other European
powers during the 19th century are sketched by Mead. As U.S. commercial
interests spread around the world, so did its diplomatic missions. Instances of
military intervention frequently followed. There were numerous instances
of U.S. military intervention in Latin America. This was hardly a record of
"virginal isolation." |
But there is vociferous criticism of the foreign policy record of the U.S. Mead examines the often conflicting list of criticisms. It is,
However, its long history of success is irrefutable - and
that, Mead correctly insists, has been no accident. |
Continental realism: |
The "Realist" schools of foreign policy theory are subjected to some healthy criticism by the author. |
One of the strengths
of Mead's multidimensional theory - set forth below - is that it inherently encourages skepticism
about application of any particular one of his four major approaches. It also
provides a framework for analysis of appropriateness in each policy application. |
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Realist theories tend to draw
on the foreign policy experiences
of the Continental powers of Europe, Mead asserts. They ignore the experiences of
Britain and the U.S. - especially "the liberal, values-driven foreign
policy of Prime Minister William Gladstone." |
Freedom from fear of imminent invasion gave the foreign policies of Britain and the U.S. their "special character" - a kaleidoscopic complexity of sometimes complimentary, sometimes unrelated and sometimes conflicting objectives. |
Mead explains the confusion by an analogy with a kaleidoscope.
Continental powers were forever enmeshed in political maneuvering - "like
scorpions in a bottle" - constantly dealing with immediate military threats
and opportunities existing across land borders across which armies could easily
move. Britain behind its channel and the U.S. behind its oceans, were
"outside the bottle."
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Britain and the U.S. have to be concerned that none of the Continental scorpions devours all the others, but otherwise are free to pursue their wider economic interests worldwide. Their international political considerations are those that establish favorable conditions for their global economic interests. |
U.S. foreign policy was a mix of both "high politics" and economics - with the economic aspects - tariffs, exchange rates and trading rights - constantly in the forefront. Political aspects only episodically rose to the forefront.
It was predominantly for economic reasons that "the U.S. and its public have been so constantly involved in foreign affairs since its inception."
Britain and the U.S. have to be concerned that none of the Continental
scorpions devours all the others, but otherwise are free to pursue their wider
economic interests worldwide. Their international political considerations are
those that establish favorable conditions for their global economic interests. |
The U.S. kaleidoscope: |
Further confusing the picture and removing it from realist theory, the
U.S. has many foreign policies based on many different interests - not all of
which are political or even economic. Foreign policy actors include not just the
Presidency and the State Department, but also many other cabinet departments,
the intelligence agencies and trade agencies. & |
The State Department is frequently "a chaotic zone of bureaucratic conflict," reflecting varying agendas supported by various Congressional interests. There is no Bismarck or Metternich in control.
State and even local governments are active, as are business and non-profit entities and even private individuals - all pursuing particular foreign policy goals or engaged in international programs of various kinds. |
Indeed, the State Department itself is far from monolithic. It is frequently "a chaotic zone of bureaucratic conflict," reflecting varying agendas supported by various Congressional interests. There is no Bismarck or Metternich in control.
Beyond the federal government, state and even local governments are
active, as are business and non-profit entities and even private individuals -
all pursuing particular foreign policy goals or engaged in international
programs of various kinds. These activities - vast in their combined extent and
impacts - have been largely ignored by foreign policy studies and histories.
The makeup of the Senate "ensures that alternative and regional
views of the national interest will be well represented - - -." |
"Democratic values, interests, and aspirations" have influenced U.S. foreign policy throughout its history. |
Because of its democratic governance, "democratic values,
interests, and aspirations" have influenced U.S. foreign policy throughout
its history. The handling of domestic affairs is not easy for democracies, and
history is littered with failed democracies. Mead notes the widespread belief
that democratic governance is a major impediment to successful foreign affairs.
The founding fathers were especially pessimistic on this score.
For these reasons, most democratic governments are provided greater discretionary powers over foreign policy - more authority to keep secrets - than they have in domestic matters. There is "an almost universal feeling among European governments that foreign policy should be, as far as possible, insulated from the turmoil of democratic politics."
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The Constitutional arrangement forces presidents to take political implications into account in their foreign policy decisions.
Private citizens, groups and associations play sometimes major roles in U.S. foreign policy - sometimes quite at odds with official policy. Westward expansion, for example, frequently ran ahead of official action - especially into Texas and Indian lands.
For all its difficulties and some serious failures, the foreign policy accomplishments of the U.S. during the Cold War years were outstanding. |
The Constitution reflects these doubts over the impact of
democratic politics on foreign policy. In foreign policy matters, the
federal government is supreme over the states. The President has his greatest
authority over foreign policy and military affairs. The Senate is restricted
to advice and consent over ambassadors and treaties. The House primarily has its
power of the purse. However, this is enough for both Houses of Congress to
maintain powerful watchdog committees. Congress has also the power to declare
war.
Finally, private citizens, groups and associations play sometimes major roles in U.S. foreign policy - sometimes quite at odds with official policy. Westward expansion, for example, frequently ran ahead of official action - especially into Texas and Indian lands.
In short, U.S. foreign policy responds to a cacophony of voices and
interests. During the 40 years of the Cold War, these weaknesses were evident
for all to see, and led to more than a few blunders, which the critics of U.S.
foreign policy have rushed to point out. Nevertheless, the accomplishments of
the U.S. during those 40 years were outstanding.
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Reality and mythology: |
There have been a variety of myths
invoked to explain U.S. foreign policy. Mead reviews them - with both their false
elements and true elements. These myths provided readily understood shorthand
methods of explaining aspects of U.S. foreign policy to an electorate largely
ignorant of the actual details. & |
The term "myth" applies to a simplification of the truth
that - as Mead applies it - conforms as closely to the truth as possible. He
readily acknowledges the inherent limits of the accuracy of his foreign policy
myths. They thus do not quite rise to the status of "theory."
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The myth of "virtuous isolation" is a prominent
example. Established prior to WW-II, it was
abandoned in favor of a Cold War myth after WW-II. The Cold War myth accepted the myth
of virtuous isolation as a reality that was correct in its day. The Cold War
myth accurately emphasized that "the world
had changed, and the old ideas didn't work anymore." U.S. mistakes between
the world wars were because of its naïveté and inexperience in the hard world
of amoral realpolitik.
With the ascendancy of the U.S. after WW-I as the world's dominant financial power, its people began to forget the economic aspects of foreign policy that were so vital when it was a debtor nation before WW-I.
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This myth was far from benign. The Continental realists of the Nixon administration reduced economics to a distant second place behind political and military policy. By "putting Vietnam ahead of Bretton Woods," the Nixon administration presided over the two costliest failures of the Cold War.
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Reagan instinctively realized that reminding people of the many evils of the Soviet system was essential "to strengthen the resolve of Americans and their allies around the world for what proved to be the last act in the long battle." |
Carter and Reagan departed from Continental realism practices to restore to prominence the moral and economic aspects of foreign policy.
Both Carter and Reagan agreed that "a strong human rights policy was a crucial element in an effective Cold War strategy." Reagan withdrew support from Cold War allies like Pinochet in Chile, the apartheid regime in South Africa, and Ferdinand Marcos in the Philippines. Rather than amorally managing the superpower conflict, Reagan instinctively realized that reminding people of the many evils of the Soviet system was essential "to strengthen the resolve of Americans and their allies around the world for what proved to be the last act in the long battle."
By the 1990s, "questions of economic order and human freedom had clearly been placed in the limelight." Even Henry Kissinger has now returned to the roots of American foreign policy. And so must we all, Mead insists, if the nation is to continue to be successful into the 21st century.
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The elements of U.S. foreign policy: |
To facilitate
intellectual discourse on the subject of U.S. foreign policy during the 21st
century, Mead suggests development of a new paradigm - a simplification with
appropriate shorthand references - a new myth. & |
Without including these values as highlights of U.S. foreign policy, it will be impossible to generate the public support without which the foreign policy of a democracy must crumble. |
Economics, morality and democracy are restored by Mead's approach as important features of U.S. foreign policy alongside the ongoing political and military considerations.
If for no other reason, without including these values as highlights of U.S. foreign policy, it will be impossible to generate the public support without which the foreign policy of a democracy must crumble.
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Economic vulnerability - the result of debilitating payments deficits - fuels opposition to the globalization that is essential for world prosperity and the prosperity of the U.S. |
Economics will again be a prominent concern because - as in the
19th century - the U.S. is again a major debtor nation. As the dollar weakens,
it loses its ability to shield the nation's economy from the economic storms of
the world. Tariffs and other aspects of world trade have again become among the
most impassioned aspects of political debate. This economic vulnerability - the
result of debilitating payments deficits - fuels opposition to the globalization
that is essential for world prosperity and the prosperity of the U.S.
Maintaining a favorable balance of power with potentially
disruptive nations will be a basic element of U.S. foreign policy - just as it
was in 1823, when it was the incentive for the U.S. to issue the Monroe Doctrine
in cooperation with Great Britain to prevent the reconstitution of European empires
in the Western Hemisphere. |
U.S. foreign policy history: |
The history of U.S. foreign policy
provides the wellsprings for Mead's approach. He divides that history into four
eras. & |
The revolutionary period, lasting until 1823, was when the U.S.
gained its independence from Great Britain and then worked out the terms of its
relationship with the world's greatest naval power. |
Four major philosophical influences:
& |
Democracy has on balance - over time - proven to be a beneficial aspect of the U.S. foreign policy decision-making process, Mead points out.
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"There is a set of deeply rooted approaches to foreign policy that informs the democratic process and ensures that most of the time the country ends up adopting policies that advance its basic interests." |
From the democratic tumult, "somehow a policy -- or even a
group of sometimes conflicting and sometimes complementary minipolicies --
emerges - - -."
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The inexact nature of these four predominant approaches to U.S.
foreign policy is readily acknowledged by the author. They overlap and are not
sharply delineated. While some people are broadly ideologically committed to a
particular approach, others dip in and out of them pragmatically on different
issues. Indeed, people generally choose elements from several of them rather
than adhering strictly to one.
War and peace initiatives can be influenced by particular ethnic
groups in particular instances. Single issue ideologies support policies of
pacifism or socialism or opposite sides on the abortion issue. Environmentalists and organized labor interests
often march to
their own drummers.
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Mead identifies his four broad foreign policy approaches with four leading figures in U.S. history.
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These four general approaches to U.S. foreign policy have
evolved over time in response to changing conditions. The Hamiltonians have
shifted from protectionist to free trade consistent with the evolving view of
what is the best policy for U.S. economic interests. Even Jeffersonians
supported Cold War policies, and are far less rigidly isolationist. & |
This analytical method is not intended as a precise
representation of the major U.S. foreign policy decision-making factors. It is
an aid in understanding and analyzing - sufficient even to occasionally produce
accurate predictions of "the reactions of American politicians and
public opinion to changing international circumstances." |
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The shifting influences of these four different approaches gives U.S. foreign policy both a flexibility in tactics and continuity in purpose that has served it well. The waxing and waning of the influence of these approaches reflects the strengths of pertinent domestic interests important for providing political support. |
Mead also stresses the existence of multiple subgroups - sometimes
sharply in conflict - within his four broad categories. "Wilsonians"
cover both those who are satisfied with current U.S. values and practices and
those who would radically change them. "Hamiltonians" included those
who identified U.S. commercial interests with those of New England and Wall
Street, and those who took a broader national view.
However, the shifting influences of these four different approaches gives U.S. foreign policy both a flexibility in tactics and continuity in purpose that has served it well. The waxing and waning of the influence of these approaches reflects the strengths of pertinent domestic interests important for providing political support.
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By connecting modern foreign policy approaches to the nation's
historical traditions, Mead hopes to generate the public support that will
be essential for the success of whichever policies are adopted. He then fills in
some of the details of these four approaches. & |
The Hamiltonian view: |
Emphasis on commercial interests favorably
changes the tone of foreign policy. Continental European powers - like scorpions
in a bottle - constantly maneuvered for military security and advantage - a zero
sum game in which one nation's gains are another nation's losses. & |
Britain and the U.S. - with their water boundaries - could stress commerce. Since both the buyer and seller can gain from commercial transactions, an emphasis on commerce can transform foreign policy into a win-win exercise. All sides can benefit from increases in trade - and all sides lose from conflicts that disrupt trade and divert production to military purposes.
The Hamiltonian view is associated politically first with the Federalists, then the Whigs, and then the Republicans. It is often referred to as "American realism."
Freedom of the seas and open doors for commerce similarly influenced
U.S. relations with Pacific nations from its earliest days to the present. In
the 20th century, balance of power considerations - first against Japan and then
against China - were similar to those in Europe - first against Germany and then
against the Soviet Union. |
The "special relationship" with Great Britain that has remained a feature of U.S. foreign policy to this day is firmly based on mutual trade interests and financial ties. Mead reviews the highlights - and lowlights - of this long relationship. While Great Britain was the only power with sufficient naval strength to threaten the U.S., by the middle of the 19th century, the U.S. had sufficient strength to threaten Canada - thus creating early military balance between the two.
Although not without its mishaps, U.S. foreign policy was
extraordinarily successful prior to WW-I, "and the intellectual and
political foundations laid down in those days still serve us well today." |
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"Freedom of the seas, the open door, and an international legal and financial order" that facilitated commerce remained the objectives. "An economically oriented international system can circumvent the zero-sum problem that condemns purely security-based systems to the endless rounds of dreary war and revisionism prophesied by Continental realists." |
With the fall of the British Empire after WW-II, U.S. foreign
policy was suddenly faced with the tactical and strategic needs of fulfilling
Britain's global role. While Hamiltonian tactics changed drastically,
Hamiltonian principles remained the same. "Freedom of the seas, the open
door, and an international legal and financial order" that facilitated
commerce remained the objectives, thus providing a continuity to U.S. foreign
policy that many commentators have missed. |
Modern Hamiltonian views: |
The author notes three major changes after Britain's power was
exhausted by war. & |
First - instead of the U.S. assisting Britain in maintaining the world order, it was now Britain that was to assist the U.S. Mead attributes much of the difficulty Britain had in recovering from WW-II to the U.S. insistence that Britain exhaust its foreign financial resources - investments the U.S. was able to pick up at distress prices - as a prerequisite for wartime material assistance.
The U.S. also insisted on "open door" access to British colonies. The loss of the imperial preference system of tariffs left Britain with the expense of governing without the commercial benefits.
Second - Hamiltonians shifted from the tacit alliance with
Britain that extended back to 1823, to a system of overt alliances - with
Britain and many other nations - dedicated to achieving commercial and security
goals. |
The Wilsonian view: |
Wilsonian - or "idealist" - influences
- although identified with their most prominent
presidential proponent - have been powerfully evident in U.S. foreign policy since early in the 19th
century. & |
Wilsonian ideals are both "deeply rooted in the national character" and "directly related to the national interest."
Moral values have been employed in ways that sustained the practical worldwide interests of the Anglo-Saxon states. |
Substantial numbers of missionaries have from at least 1806 flowed
out into the world from the U.S., "determined to relieve the world's
peoples of the burdens of superstition, paganism, feudalism, and ignorance; to
combat exploitation of the poor; to promote democracy, public health, and
literacy; to reform the world's sexual mores; and to end the oppression of women
overseas." Except for the religious objectives, a broad array of secular
private individuals have also pursued these objectives abroad. |
The conflict over the extent that human rights considerations should be reflected in relations with Communist China reflects the ongoing tension between these two foreign policy approaches. |
Realists have long criticized these moralist influences, and fretted
whenever they seemed to be undermining practical objectives. However, today, the
author notes, "every European state west of the old Soviet Union now
conducts its policy along recognizable Wilsonian lines." Both Reagan and
Kissinger ultimately acknowledged the importance of human rights concerns in
bringing the Cold War to a peaceful conclusion. The conflict over the extent
that human rights considerations should be reflected in realist attempts to
normalize relations with Communist China reflects the ongoing tension between
these two foreign policy approaches. & |
However, objective study and evaluation of this vital aspect of
U.S. foreign policy is rendered difficult by the powerful but shifting
ideological impulses involved. The missionary certitudes of the 19th century are
now widely despised by modern day missionaries of politically correct values.
Even religious historians have trouble grappling with the frequent unexpected
consequences of these early missionary efforts, and the incompatibility of the
19th century goals with those of modern ecumenical movements.
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Roughly 50% of "foreign culture experts" during WW-II were missionary offspring. Mormon missionary efforts have made the people of landlocked Utah among the most active in international commerce and relationships. |
Missionary concerns quickly came to be a major part of U.S.
foreign policy - from facilitating and protecting missionaries and their works to the inclusion
of moral concerns - what today are called "human rights" - in official
policy and treaties. Mead offers an impressive list of examples. He elaborates
on how missionaries not only developed and altered civil society in foreign
nations, but also had major impacts on civil society at home. |
Secular philanthropic internationalism and movements for such objectives as peace, disarmament, arbitration and human rights soon followed the missionary lead. (Those who criticize U.S. foreign aid as too little generally omit consideration of the amounts of private U.S. assistance flowing abroad - estimated at twice the amounts coming from the federal government - and frequently more effectively employed.) The influence of these religious and moral movements is reflected in the growth of churches and congregations in non-European lands and the spread of democracy and Western concepts of civil society.
Human rights, protection of journalists, minority and women's rights, refugee interests, and disarmament are other secular interests with roots in missionary activities - European as well as U.S.
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Wilsonian principles: |
Wilsonians believe that democracies make better and more reliable
partners than monarchies and tyrannies - which are inherently unstable for a
variety of reasons. & |
The success of democratic systems established by the U.S. in Germany, Italy and Japan after WW-II supports the Wilsonian view, and U.S. foreign policy now supports pro-democracy activities worldwide. |
Democracies are more likely to reflect public desires for peace, and to share similar commercial, moral and political interests. Democratic systems are more likely to develop rule-of-law legal systems and economic policies that facilitate the commercial activities of the electorate as well as of foreign economic interests.
The success of democratic systems established by the U.S. in Germany, Italy and Japan after WW-II supports this Wilsonian view, and U.S. foreign policy now supports pro-democracy activities worldwide.
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Wilsonians actively seek to promote world peace. Here, they
follow European pacifist traditions. They promote antiwar movements and try to
mitigate the horrors of war with treaties like the Geneva Conventions, the
International Red Cross program, codes of conduct on treatment of prisoners, and
the banning of mass destruction weapons. They promote international disputes
resolution mechanisms like the U.N. and various international judicial bodies. & |
The noxious despots that threaten Hamiltonian balance of power and commercial interests almost always also trample on Wilsonian moral values. |
Wilsonian policies have aligned U.S. foreign policy with the
two major movements of contemporary history - the spread of democracy and
"the rise to independence and development of increasing portions of the
non-European world." U.S. interests have materially benefited from these
movements.
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Tactical maneuvers along realist lines are rendered temporary by Wilsonian values.
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Wilsonian objectives constantly involve the U.S. in avoidable quarrels with non democratic states - some of obvious strategic importance. Every tactical choice finds many Wilsonian opponents. Efforts at maintaining a peaceful world order are constantly being challenged by the advocacy of radical change in non-democratic but peaceful states. |
Realist criticism does have substance, the author points out. Wilsonian objectives constantly involve the U.S. in avoidable quarrels with non democratic states - some of obvious strategic importance. Every tactical choice finds many Wilsonian opponents. Efforts at maintaining a peaceful world order are constantly being challenged by the advocacy of radical change in non-democratic but peaceful states.
But this strong moral component of U.S. society is an inherent aspect of its foreign policy, "and those who hope to shape the country's foreign policy must come to terms with it one way or another." On balance, the nation has benefited greatly from it.
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The Jeffersonian tradition: |
Resistance to all foreign influence on
the U.S. comes - in different ways - from Jeffersonians and Jacksonians. & |
While Hamiltonian and Wilsonian values are universal and frequently find adherents around the world - and seek as much as possible to accommodate the interests of other nations - Jeffersonians and Jacksonians are concerned only with the interests of the United States.
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Trade liberalization and internationalist policies are opposed by
those who follow these approaches. The Bill of Rights was a
Jeffersonian victory, and expansive judicial interpretations of those rights are
also victories, as are expansions of suffrage and advances for minority rights. Although in retreat from WW-II until the end
of the century, Jeffersonian adherents have had their victories.
Mead points out that the domestic policy differences between Hamilton
and Jefferson are reflected in the foreign policy differences between the
Hamiltonians and Jeffersonians. Both believed in democracy and capitalism, but
Hamilton stressed economic considerations and Jefferson political
considerations. Hamilton wanted a strong central government with a strong
executive, while Jefferson wanted
maximum powers left to the people, and diffusion of power to check abuses. |
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Jeffersonians have since moved beyond Jefferson. They believe
that the U.S. remains a revolutionary nation - a work in progress. Egalitarian
goals are essential to achieve the revolutionary goals of 1776. They are the
guardians of the rights and liberties promised in the Declaration of
Independence and guaranteed by the Bill of Rights. However, they willingly use
government power as a counter to the power of economic concentration -
supporting anti-trust and consumer protection laws. They include not only the
elements of the political left, but elements of the political right like the
libertarians. & |
Jeffersonian foreign policy views: |
Jeffersonians fear that foreign
entanglements will strengthen government and threaten domestic liberties.
History demonstrates that democracy is fragile - difficult to firmly establish -
easily lost. & |
Democracy can be - and historically has been - threatened and destroyed by its own political leaders - its own military forces - those amassing concentrations of wealth and economic power - and by the people themselves stirred by demagogues into destructive mobs.
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Involvement in foreign conflicts requires a dangerously strong central government, supported by a military industrial financial complex that would provide enough support to the executive for it to dominate the legislature - and the people. |
Jeffersonians generally turned against further expansion after the Louisiana Purchase and the acquisition of Florida. The acquisition of Texas, the Oregon Territory, Hawaii, and the Philippines were increasingly bitterly opposed. Turning the Republic into an empire was "bad business all around."
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A shrinking and still dangerous world,
however, unfortunately made it impossible to avoid these dangers. "The world intrudes on us
whether we like it or not." Most Jeffersonians now recognize this and view
U.S. foreign policy involvement as a necessary evil - like government itself.
However, as with government, they seek to minimize it as much as it - as a
practical matter - can be minimized. & |
International treaties like NATO have provisions acknowledging the need for Congressional approval for military action. |
Constitutional checks and balances are vital tools that Jeffersonians use to frustrate foreign policy initiatives that require a strong executive branch. Jeffersonians routinely oppose "fast track" authority for trade negotiations. (They are intentionally blind to the fact that protectionism always costs considerably more for the people as a whole than the benefits provided to the politically influential.) The War Powers Act sought to strengthen Congressional authority over military initiatives. International treaties like NATO have provisions acknowledging the need for Congressional approval for military action. Efforts to limit the capabilities of the CIA have been ongoing for decades.
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Speak softly and carry the smallest possible stick - the author points out - is the Jeffersonian way to avoid giving offense as much as possible.
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Jeffersonian successes: |
Jeffersonians supported the Monroe Doctrine
because it aligned U.S. interests with Great Britain - the only power that could
threaten the U.S. That the Monroe Doctrine was a victory for Western Hemisphere
isolationism was a Jeffersonian myth. After the Monroe Doctrine, they - like the
other major foreign policy schools - were content to rely on the British navy to
protect U.S. borders and the ocean borders of the rest of the Western
Hemisphere. & |
To remain independent from Great Britain, they joined
Hamiltonians in financing infrastructure improvements and raising protectionist
tariffs, but tried (generally unsuccessfully) to limit those tariffs so that they did not become permanent
entitlements for influential industrialists. |
Modern world difficulties: |
The decline of British power in the 20th
century meant that security could no longer be arranged on the cheap. For
Jeffersonians, this was a major problem. They were the last of the major schools
to accept the necessity of participation in the three major conflicts of the
20th century. They sought in every way to avoid replacing Great Britain as the
world's hegemonic power. & |
Revulsion with the results of WW-I put Jeffersonians in charge in the 1920s and 1930s - with disastrous economic and military results. |
After all, hegemonic power means an executive and standing
military of great power. It means involvement in many of the world's conflicts.
It means influence peddling and bribery on a worldwide scale. It means vast
intelligence agencies and secretive activities and alliances of convenience with
the Stalins and Maos and Saddam Husseins and Pinochets of the world. It means
commitment to the international status quo - much of which is far from
attractive.
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The Cold War was another disaster for Jeffersonian principles, but their support of the containment strategy as the least burdensome approach to the problem paradoxically constituted one of their greatest successes.
The New Deal roles adopted by the federal government - and acceptance of Keynesian deficit spending to stimulate the economy - undermined basic Jeffersonian doctrines.
The need for federal regulation of great corporations was a choice
among two evils. (The disclosure approach was an elegant Jeffersonian response
to the need for federal securities regulation.) Scientific and technological
developments - especially nuclear power - increased public reliance on
government experts. |
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And then the Civil Rights movement undermined states rights in favor of federal power.
The Jeffersonian program suddenly seemed like a hopelessly naïve
approach to the sophisticated problems of the 20th century. |
Vietnam, Watergate, and Three Mile Island resurrected
Jeffersonian policies. Libertarian economic policies were revived by the
failures of Keynesian and socialist and industrial policy
alternatives all around the world.
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When conflicts end, Jeffersonians support the rapid abandonment of the military-industrial complex and the restoration to the people, to state governments and to the legislative branch of powers assumed by the executive branch. |
Jeffersonian contributions to U.S. foreign policy have been
considerable. They support skepticism of Hamiltonian and Wilsonian assertions -
are most prone to analyze foreign cultures objectively - tend to define national
interests most narrowly and seek the most efficient means of achieving them -
and protect democratic institutions from unessential compromises. Their
pacifistic tendencies actually lend validity to military engagements if they appear unavoidable to most
Jeffersonians. |
The Jacksonians:
Once war begins, there is substantial popular pressure for waging war ruthlessly - "at the highest possible level of intensity." |
There has been a lust for war as a solution to foreign problems that frequently has characterized substantial segments of the U.S. electorate - the Jacksonians. Moreover, once war begins, there is substantial popular pressure for waging war ruthlessly - "at the highest possible level of intensity."
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Total victory in its Indian wars, in the Civil War, and in WW-II, were won by waging total war against both combatants and supporting civilian populations. |
Indeed, the public has often initiated hostilities - against Indians on the Western frontier, against Mexicans in Texas. On other occasions, public pressure has played major roles in the decision to go to war - as in 1812. Mead notes several occasions when presidents found it difficult to avoid hostilities in the face of pugnacious public opinion - and once - in Vietnam - when presidents were unwilling to spend the political capital to avoid a disastrous conflict.
Total victory in its Indian wars, in the Civil War, and in WW-II, were won by waging total war against both combatants and supporting civilian populations. Since Vietnam, Mead notes 19 nations in which U.S. soldiers have engaged in hostilities. The U.S. - despite its strong pacifist element - is a martial nation.
Jacksonians are similar to Jeffersonians - except that they emphasize the Second Amendment - the right to bear arms - as the best guarantor of civil liberties, whereas the Jeffersonians emphasize the First Amendment. The Jacksonian tendency to obstruct internationalist efforts offends Hamiltonians and Wilsonians. Their rejection of federal initiatives in domestic economic and civil rights arenas offends Jeffersonians. But when it comes to slaughter, it's the Jacksonians that provide the essential warrior class.
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A strong distrust of elites and advocates of internationalist initiatives, globalization and "a new world order" finds widespread support. |
With the advent of Ronald Reagan, the more intellectual schools were surprised to find that - even after Vietnam - this warrior tradition was still alive and well in the U.S.
Populist appeals continue to power political careers as diverse as
Ross Perot and John McCain. Old fashioned values such as honor - courage - self
reliance - individual dignity - respect for earned accomplishments and age -
loyalty to earned authority - equality of dignity and rights regardless of
position - independence from church, state, social hierarchy, political parties
and labor unions - and old fashioned middle class values, entrepreneurial spirit
and patriotism - continue to have wide appeal. A strong distrust of elites and
advocates of internationalist initiatives, globalization and "a new world
order" finds widespread support. |
Populist politics treats government as a means for supporting
this productive class, while somewhat inconsistently opposing any government
infringement on their values. They distrust elites
and value direct democracy. Populist politics and politicians are not idealized.
They are rough and often corrupt - and that is the way Jacksonians use them.
They support the military, despite its acknowledged imperfections. They support
middle class entitlements.
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Jacksonian realism is suspicious of international law, humanitarian interventions, or "world order" initiatives. It prefers private charity.
It is perfectly proper to fight self interested conflicts - regardless of moral and legal niceties. However, Jacksonians are less interested in conflicts that are not clearly about national interests
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Jacksonian realism is actually the closest of the major foreign policy schools to classic European realpolitik. It is suspicious of international law, humanitarian interventions, or "world order" initiatives. It prefers private charity.
Jacksonians view international conflict like a frontier knife fight -- there are no rules. It is perfectly proper to fight self interested conflicts - regardless of moral and legal niceties. However, Jacksonians are less interested in conflicts that are not clearly about national interests - such as in Yugoslavia or Africa.
The author provides an extensive summary of the Jacksonian warrior tradition
and mentality and its world view. They oppose half-hearted wars and wars for
objectives not within narrowly drawn concepts of the national interest. But of course,
it is they and their families that do the fighting. |
The new world order: |
The four schools shifted to a new configuration
- "closer to the 1919-41 alignment" - with the end of the Cold war. & |
Hamiltonians and Wilsonians remain globalists. The former
encourage economic globalization, the latter encourage the spread of
U.S. ideals - democracy, capitalism, rule-of-law - along with international
institutions to prevent aggression and protect human rights. |
Hamiltonian free trade brought unrivalled prosperity - but also widespread change and insecurity that fed opposition. Inexperienced transition economies made obvious mistakes and had obvious weaknesses - similar to those of the 19th century U.S. - and suffered similar crises. These events demonstrated that market economics requires an appropriate governance structure not always available in inexperienced nations - and difficult to maintain even in the Western developed nations.
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Wilsonians, too, began the 1990s with many successes for their
values-based objectives - such as the spread of democracy, law-based
international relations, encouragement of civil society in non-Western nations,
and women's rights. The 1990s were the most successful and far reaching of the
world's historic revolutionary periods. However, like all revolutionary periods,
it soon ran into its natural limits. There were - inevitably - noteworthy
setbacks. & |
Russia has so far retained democratic institutions, but remains
far from reliable either as a democracy or as a partner in maintaining world
order. China remains immune to democratic influences. In both of these vital
regional powers, nationalist tendencies have replaced communism as a reason for
opposition to certain U.S. international objectives. |
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Internationalist objectives involving the surrender of
important elements of national sovereignty to international institutions were
blocked by overpowering public opposition. (Those seeking to expand the
scope of the European Union are also running into this kind of opposition.) |
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Jacksonian support for a globalist agenda ended with the Cold War. (Does the War on Terror rebuild it?) While not again isolationist, it returned to its nationalist roots. It joined with Hamiltonians in defeating much of the Wilsonian internationalist agenda, and with a broad coalition, it undermines support for continued trade liberalization.
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The benefits of diverse approaches: |
Having four major schools of
foreign policy has many benefits. By offering choices, they provide
flexibility. As stated above, they assure skepticism about any particular choice made for any
particular situation, and facilitate a change in direction when results are
poor. & |
When they work together, the various schools provide complimentary combinations of soft power and hard power approaches for particular purposes. |
Democratic traditions of compromise and accommodation mean that the various schools work together whenever their interests support particular policies. They provide complimentary combinations of soft power and hard power approaches for particular purposes.
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Diverse views assure that policy choices will be "pragmatic rather than doctrinal."
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When these major schools fail to reach some consensus on appropriate
foreign policy strategy, U.S. foreign policy becomes a cacophony of diverse
interest groups heading ineffectively in diverse directions. Such a time was the
period before 1823 and the period between the world wars - periods of evident
foreign policy ineffectiveness. Mead reviews the disastrous failures of U.S.
foreign policy between 1919 and 1941 in light of his analytical method. |
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The nation needs the "strategic elegance" that produced the Monroe Doctrine and the containment strategy. It needs to be ever mindful of its limits |
However, Mead's Jeffersonian conclusion still rings true. The nation
needs the "strategic elegance" that produced the Monroe Doctrine in
1823 and the containment strategy at the beginning of the Cold War. It needs to
be ever mindful of its limits - of the risks of over commitment. Yet it must
find some practical strategy for supporting the world order - such as it is - on
which the nation's security and economic prosperity depend. |
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Copyright © 2003 Dan Blatt