BOOK REVIEW
Soft Power
by
Joseph S. Nye, Jr.
Page Contents
FUTURECASTS online magazine
www.futurecasts.com
Vol. 6, No. 9, 9/1/04.
"Seduction is always more effective than coercion, and many values like democracy and human rights, and individual opportunities are deeply seductive." |
Soft power includes propaganda, but is considerably
broader. It is much more than "image, public
relations and ephemeral popularity." It constitutes very real power - an
ability to gain objectives. These concepts were developed more at length in a
previous book, see, Nye, "Paradox of American Power,"
which should be read with this book review.
|
The suppression of terrorism, and the achievement of a wide variety of other national objectives, require the willing assistance of other nations and peoples.
However, many objectives in countering these threats are not entirely - or even primarily - in U.S. hands.
The "hard power" of military and economic
strength is, of course, essential, but the use of "carrots and sticks"
alone cannot achieve these objectives.
|
Nye sensibly recommends that the U.S. at least
double its current meager efforts at public diplomacy, and raise the profile of
its public diplomacy effort and its direction from the White House. Cultural
diplomacy and exchanges should be emphasized and facilitated, and applicant
procedures for clearing visa security hurdles should be made as efficient and
expeditious as possible. He lists an array of other potentially useful
initiatives. |
|
The dazzling success of the military attack on Iraq removed a tyrant, "but it did not resolve our vulnerability to terrorism," and was very costly in terms of the soft power the U.S. has lost. |
U.S. public diplomacy "has been woefully
inadequate," and the "neglect" of allies and
international institutions "has created a sense of illegitimacy that has
squandered our attractiveness" and materially hindered the international
efforts of the U.S.
|
Nye uses the analogy of three dimensional chess played on a stack of three boards.
|
|
"Soft power uses - - - an attraction to shared values and the justness and duty of contributing to the achievement of those values."
"Co-optive power -- the ability to shape what others want - can rest on the attractiveness of one's culture and values or the ability to manipulate the agenda of political choices in a manner that makes others fail to express some preferences because they seem to be too unrealistic." |
Soft power and its capabilities are extensively explained by Nye. He explains its most important elements as well as its differences from the hard power elements of military and economic power. Of course, these categories are not mutually exclusive. There are relationships and overlaps between all the various forms of power.
The distinctions can be fuzzy, Nye recognizes. He offers the following explanation of the various forms of power.
|
The U.S. has always wielded significant soft power due to its ability to "inspire the dreams and desires of others."
"When countries make their power legitimate in the eyes of others, they encounter less resistance to their wishes."
|
Soft power in international politics arises from such nebulous
but very real factors as the dominant values, internal practices and policies,
and the manner of conducting international relations. The U.S. has always
wielded significant soft power due to its ability to "inspire the
dreams and desires of others."
|
Cultural features may be attractive in Asia but repulsive in the Middle East. There is much that soft power can accomplish when appropriately employed, but also much that it cannot do. |
Culture that is universal rather than narrowly parochial is a
significant source of soft power. Many aspects of U.S. culture know no borders. |
What soft power can accomplish is significant, varied, and even surprising, so it is foolish to ignore the soft power aspects of international relations. |
Personal contacts are another important channel for soft power. Travel by tourists and business people facilitates such contacts. The half million foreign students studying in the U.S. is a powerful resource. "Most of China's leaders have a son or daughter educated in the States who can portray a realistic view of the United States that is often at odds with the caricatures in official propaganda." President Musharraf of Pakistan has a son who is working in the Boston area.
Internal policies can have an impact on soft power. Efforts to
promote human rights and democracy have noticeably enhanced U.S. influence,
while capital punishment and weak gun control laws have undermined it in Europe. |
That much soft power is determined by civil society does not render it immaterial for public diplomacy. |
Apparent military, economic and soft power influence abroad can both enhance and hinder soft power.
Soft power is not controlled by government in democracies like the U.S. The U.S. government cannot censor the libertine attitudes and sexuality displayed in Hollywood movies that offend Islamic nations. However, this uncensored exuberance is precisely the source of the inherent attractiveness of U.S. culture. That much soft power is determined by civil society does not render it immaterial for public diplomacy.
|
The limits of soft power:
& |
All power has limits, and soft power is no exception.
|
"Attraction often has a diffuse effect, creating general influence rather than producing an easily observable specific action."
"In democracies where public opinion and parliaments matter, political leaders have less leeway to adopt tactics and strike deals than in autocracies." |
Practical people do not always demand immediate payoffs. Politicians strive to build "political capital" for future needs. Such efforts don't always pay off, but they are effective enough to be a fundamental part of business, social or political activities.
Thus, the Turkish government had to block the unpopular movement of
U.S. troops through that country during the Iraq war, but the U.S. was able to
obtain bases in authoritarian Uzbekistan for operations in Afghanistan. |
Public perceptions can change quickly. Soft power is volatile.
"Popularity is not an end in itself in foreign policy."
"In their relations with each other, all advanced democracies are from Venus." |
Applicability to specific goals is different from general goals,
Nye points out. Specific goals usually depend on hard power, while the most
important influences in achieving general goals are often soft power influences. "It is
easier to attract people to democracy than to coerce them to be
democratic." However, hard power is required to deter attack, police
borders and defend allies. Nevertheless, here too, the distinction is fuzzy -
often a matter of degree rather than of sharp lines.
Nevertheless, the soft power cost of unpopular decisions must always
be taken into account in the prudent conduct of foreign policy. Nye recognizes
the limitations of opinion polls, but considers them "a good first
approximation of both how attractive a country appears and the costs that are
incurred by unpopular policies."
Unfortunately, this is primarily true only in the advanced nations.
War fevers rage in many third world nations - only mercifully constrained by
their limited military capabilities. See, Military
futurecast, segment on "War fever." Internal conflicts and even
conflicts across immediate borders rage in Africa and in various parts of the
Muslim world "where collapsed empires left faded states and power
vacuums." |
Conflict is bad for business. |
Globalization is a powerful force for peace. Conflict is bad
for business. All nations that derive substantial benefits from international
commerce have powerful reasons to prefer peace. & |
The soft power costs of the Iraq war are reviewed by Nye, along
with the real hard power impacts of those costs. The use of bases and transit
rights were denied, and monetary and military contributions were withheld
because of the widespread unpopularity of the U.S. action. Most of the nations
that have made contributions are small and actually added to the U.S. financial
burden.
|
|
Nye is clearly correct, however, that soft power resources are of
increasing importance in the modern age, and it is extremely foolish to ignore
them or - with acts of arrogance - to heedlessly squander them. |
Some of the sources of anti-Americanism in Europe running back to the earliest days of the Republic are reviewed by the author.
The loss of favor in Islamic nations is emphasized by Nye. This is broadly important, but should not be overemphasized. The decline had already set in before the Iraq war when the U.S. acted against the Taliban and Al Qaeda in Afghanistan, Nye points out. Yet once again, forceful action in the Middle East against some militant Arab initiative has not resulted in the much-feared widespread rising of the "Arab Street."
|
|
Loss of soft power due to international policy is nothing new for the U.S. Nye refers to four major instances with respect to Europe.
The treatment of prisoners in the war on terror is another factor undermining U.S. soft power. Nye cites international agencies that deplore the lack of independent judicial review for such prisoners.
|
|
During the Cold War, U.S. soft power influences provided
tremendous advantages. Its cultural exchanges and the tens of thousands of
students who came each year to study in the U.S. were especially influential.
Nye points out that some of the early students from the Soviet Union eventually
rose into positions of power and influence and played important roles in the
peaceful demise of the Soviet Union.
Other policy objectives unrelated to the Cold War have also been powerfully impacted by soft power, "including the undercutting of the apartheid regime in South Africa, the increase in the number of democratic governments in Latin America and parts of East Asia, the overthrow of the Milosevic regime in Serbia, pressure for liberalization in Iran, and the consolidation of an open international economic system, to name just a few."
|
The sources of soft power: |
Nye discusses the various sources of soft power. |
From the refusal to accede to a variety of international treaties to the current conflict in Iraq, the U.S. has pursued its own interests despite widespread foreign objections.
While American people and culture continue to be viewed very favorably, the U.S. government is viewed increasingly unfavorably and finds it increasingly difficult and costly to achieve its objectives.
"There are choices to be made about how broadly or narrowly we define our national interest, as well as the means by which we pursue it." |
Foreign perceptions of the U.S. have
declined considerably in the past few years as a result of various actions
taken by the U.S. in the international arena that are unpopular abroad. From the
refusal to accede to a variety of international treaties to the current conflict
in Iraq, the U.S. has pursued its own interests despite widespread foreign
objections.
|
Multilateralism can be a prescription for paralysis and ineffectiveness, but unilateralism can create opposition that greatly increases the costs of action. |
The dispute between advocates of multilateralism and unilateralism is covered at some length by Nye. Multilateralism can be a prescription for paralysis and ineffectiveness, but unilateralism can create opposition that greatly increases the costs of action. In addition, there is always a major price to pay in terms of loss of soft power influence whenever allies are ignored or disdained.
Nye notes that public opinion in the U.S. as well as in foreign nations support international organizations. Ignoring international agencies, disdaining allies, adopting a tone of arrogance in international dealings - all serve to create resentments and opposition that can be very costly.
Nye concludes:
|
Soft power of foreign nations and private agencies: |
Others - both nations
and private entities - can have and have made use of soft power. & |
EU soft power induces nations to alter sometimes passionately held beliefs and objectives and accommodate ancient enemies to meet EU requirements. Systems of law and governance are willingly altered and protectionist barriers against producers in other EU states are pulled down in response to EU requirements. |
European soft power is evaluated by Nye in terms of individual
nations and as a block of nations. The European Union has tremendous soft power.
It attracts nations from as far away as Turkey.
The EU faces major problems that will negatively impact both its hard
and soft power. An aging population, rigid labor markets, stagnant economic
systems, and failure to assimilate immigrants are mentioned by the author. |
Nye notes the Soviet Union's use of the communist ideology and their extensive propaganda campaigns. They had several soft power strengths, but "a closed system, lack of an attractive popular culture, and heavy-handed foreign policies meant that the Soviet Union was never a serious competitor with the United States in soft power during the Cold War."
Smaller nations and even "nonstate actors" can and
frequently do wield soft power effectively enough to achieve objectives well
beyond their hard power capabilities. The revolution in information and
communications technology has vastly empowered minor players that successfully
take advantage of modern technology to generate financial backing and public
support. They then can gain additional influence from access to mainstream
media.
International organizations such as the various religions, the UN and
WTO, similarly rely heavily on soft power influences. |
|
"Because the war on terrorism involves a civil war between radicals and moderates within Islamic civilization, the soft power of the Islamists is a disturbing symptom and a warning of the need for Americans and others to find better ways of projecting soft power to strengthen the moderates." |
Osama bin Laden has become a very popular figure in the Muslim world - a soft power influence that is being transformed into adherents, fighters and financial support.
|
The application of soft power: |
What, then, are the tactics for
the generation and effective application of soft power? & |
Unlike hard power, many of the crucial soft power resources "are outside the control of governments, and their effects depend heavily on acceptance by the receiving audiences."
Of course, soft power has also occasionally achieved quick results.
Merely disseminating information may "quickly produce or prevent" an
outcome.
However, there is a vast array of other actors involved in U.S. public diplomacy, including the military and other government agencies, and a host of private entities. The contributions of U.S. allies and other Western nations are not overlooked by the author in the many instances where interests overlap. The BBC remains an effective force in this field.
|
The advent of information technology and the spread of democracy - over half the world's nations are now democracies - have greatly increased the scope for soft power public diplomacy.
"When the United States sought support for the Iraq War in such countries, the administration's squandering of our soft power created a disabling rather than an enabling environment for its policies."
"Diplomacy aimed at public opinion can become as important to outcomes as the traditional classified diplomatic communications among leaders." |
The lack of coherence is as disturbing as the limits of U.S.
public diplomacy. Agencies dedicated to coordinating government efforts and
encouraging and coordinating private efforts are clearly needed.
The U.S. thus willfully ignores the realities of the modern age. The advent of information technology and the spread of democracy - over half the world's nations are now democracies - have greatly increased the scope for soft power public diplomacy.
|
There has been a vast increase in the sources of advocacy
information. Amid this cacophony, the ability to command attention and
maintain credibility are vital. Propaganda battles are constantly being waged
over credibility. Editors and other "cue givers" are valuable elites
if people rely on them to determine where to focus their attention.
Daily communications that explain the context of domestic and
foreign policy is the first task. This is routine for the domestic media,
but consideration of the foreign media is essential for public diplomacy. (A
wide array of foreign media enjoy press credentials in Washington and around the
U.S.) |
Public diplomacy efforts will be quickly undermined by contradictory policies, arrogant conduct or narrowly self-serving actions. |
Choosing and developing a set of simple themes is the second
task. This is "much like what occurs in a political campaign" to
advance particular government policies. A campaign of communications and
symbolic events should be plotted for each theme.
"Actions speak louder than words," Nye warns. Public
diplomacy efforts
will be quickly undermined by contradictory policies, arrogant conduct or
narrowly self-serving actions. "Policy and diplomacy must match, or
marketing becomes a confusing and transparent barrage of mixed messages." |
Development and maintenance of elite relationships is a third task. Scholarships, cultural exchanges, seminars, training, conferences, and access to media channels, are all appreciated and can have lasting impacts. Over the years, many influential foreign leaders have taken part in U.S. cultural exchanges of various kinds. These include over 200 current or former heads of state.
It is vital to communicate, to listen and to understand your audience so that you can sensitively adjust your message and related policies. Mere preaching at people is seldom effective. "Actions and symbols that show as well as tell" are far more effective. The recent increase in U.S. development assistance and funds to combat HIV/AIDS are examples cited by Nye.
|
Nye goes at some length into the varied and proliferating channels available for public diplomacy. Such channels include businesses, NGOs, foundations, ethnic diasporas, and various democratic political parties. The fact that they are not completely controllable can actually increase their effectiveness.
|
|
Public diplomacy is not always an adversarial matter. Western
nations have many interests in common, so substantial elements of their public
diplomacy overlap and reinforce each other. When objectives are widely shared,
international agencies may be enlisted to further reinforce public diplomacy
influence. & |
The Middle East:
& |
The all-too-familiar hurdles in the way of modernization of Middle Eastern states are listed by Nye.
|
The promise of prosperity is a powerful attractant throughout the Muslim world, and only modernity provides a way towards prosperity. |
Democracy is an important ideological counter to militant religious zealotry. However, democracy isn't easy, and often fails when done poorly. Appropriate civil as well as government institutions are essential.
Long periods of autocracy in Arab states leave no avenues of opposition other than radical Islamists. Nevertheless, the promise of prosperity is a powerful attractant throughout the Muslim world, and only modernity provides a way towards prosperity.
|
"Cultural differences did not prevent democracy from taking root in Japan or South Korea, albeit with a four-decade lag in the latter case." |
Recommendations also include building more libraries and
information centers, translating more Western books into Arabic, increasing
scholarships for Arabic students, upgrading the U.S. internet presence in
Arabic, and training more Arabic speakers and public relations specialists.
|
A Muslim civil war: |
This is not a "war of civilizations" -
at least, not yet. & |
The widespread unpopularity of the U.S. significantly reduces the scope for anti-radical alliances that the U.S. can encourage and support.
Other states "will cooperate up to a point out of mere self interest, but their degree of cooperation is also affected by the attractiveness of the United States." |
The U.S. is not the real target of the terrorists. The real
objective of the terrorists is to take control of as many Muslim states as
possible. Removing or inhibiting U.S. influence in the region is just a tactical
maneuver.
|
Empire: |
The misuse of the term "Empire" in referring
to the status of the U.S. in international relations is usefully confronted by Nye. & |
There is a clear difference between "primacy" and "empire." In the absence of formal political control, the use of the word "empire" is misleading.
The misuse of the term by adversaries of the U.S. is just an obvious propaganda ploy that deserves to be debunked. When believed by influential members of the Bush (II) administration, however, it can reinforce tendencies towards hubris and unilateralism that will be costly and may be disastrous.
|
Please return to our Homepage and e-mail your name and comments.
Copyright © 2004 Dan Blatt