BOOK REVIEW
COLOSSUS
by
Niall Ferguson
FUTURECASTS online magazine
www.futurecasts.com
Vol. 9, No. 11, 11/1/07
The semantics propaganda ploy:
"Empire" is not necessarily a pejorative term. |
In "Colossus: The Price of America's
Empire," Niall Ferguson expands the term "empire" to a point
of meaninglessness. He argues that "empire" is not necessarily a
pejorative term. He asserts that the U.S. should candidly assume the "nation building" role
of a "liberal" imperial state and pick up "the white man's
burden" previously borne by the British Empire. Ferguson provides a utopian vision of
what the U.S. can accomplish. & |
Empires are "those ambitious nations that seek to exert power beyond their own borders." |
Any powerful nation that exercises some substantial influence of any type beyond its borders meets Ferguson's definition of at least an "informal" imperial state. Empires are "those ambitious nations that seek to exert power beyond their own borders."
His definition of this "power" that is exerted
is so broad that his reasoning can be extended to include any nation, no matter
how small, that exercises some influence abroad. This expansion of the term
"empire" is the equivalent, say, of
expanding the term "holocaust" for propaganda purposes to cover the
Boston Massacre. |
A nation need not exercise any political or legal
control - formal or informal - to qualify as an empire, according to Ferguson.
He provides an interesting menu of characteristics with an explanation of his
expanded definition of "empire." |
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This book is an exercise in propaganda and sensationalism.
Instead of shaping their theories to fit the facts, these advocacy scholars twist the facts to fit their theories and routinely ignore a host of facts that contradict their theories. |
This book is not serious scholarship. It is an
exercise in propaganda and sensationalism. Ferguson is clearly what FUTURECASTS calls an
"advocacy scholar" - someone who, like John Kenneth Galbraith and
Lester Thurow, twists the facts to achieve some ideological agenda. See, Modern Advocacy Scholars.
Like them, Ferguson paints with a broad brush - eschewing examination of a host
of pertinent details. Unfortunately, there are many devils in those omitted
details. |
The semantics propaganda ploy - changing the
meaning of terms for propaganda purposes - has become commonplace during the
last century and a half. Marx and his followers, of course, used this ploy
widely - as in his redefinition of the terms "profits" and "total
capital," see, Karl Marx,
"Capital (Das Kapital)," vol. 3 (I) at section "H) Profits."
In the 20th century, Marxists gave us a host of nations absurdly designated as "The
Peoples Democratic Republic of - -
-." |
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Ferguson employs the semantics propaganda ploy primarily
to sensationalize - to gain public attention for his work - and to distract
attention from essential factors such as the very real difficulties and costs of nation
building and the very real limits of U.S. power and the very real limits of
public support for expensive nation building and other military or assistance activities abroad. & |
Ferguson employs some interesting semantic gymnastics in support of his vastly broadened definition of "empire." In total, the exercise becomes ludicrous.
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This line of reasoning achieves some ludicrous results. Any exercise of "soft power" is an exercise in imperialism.
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There is either "empire"
or complete independence in Ferguson's world. There is nothing different or in between.
There is no broader pallet or shades of gray. Indeed, only hermit kingdoms
like N. Korea or Myanmar (Burma) escape the "imperialist" taint. (Of
course, Myanmar does have oppressed minority ethnic groups, so it is probably an
"empire," too.) |
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Methodology aside, there is much of substance in this
book that FUTURECASTS agrees with as well as much that it disagrees with.
Unfortunately, the author has submerged the merits of frequently important
issues in sensationalism and obfuscation. Indeed, this book could easily be
repackaged as a satire about the semantics propaganda ploy. & |
An empire of nation building: |
At least with respect to
"liberal empire," Ferguson is an ardent advocate.
"Empire" is not a pejorative term to him if it is "liberal." & |
Ferguson is wholeheartedly in favor of a widespread nation-building effort. |
His propaganda purpose is to convince the U.S. to
compound its efforts in Afghanistan, Bosnia and Iraq to take over and engage in
nation building in a host of other failed or viciously misgoverned
states. He is writing in 2003, before the reality of the difficulties involved
in nation building became manifest in Afghanistan and Iraq.
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In the tradition of left wing propagandists, Ferguson views the active soft power influence exercised by the U.S. to induce acceptance abroad of ideals of political and economic freedom, rule of law, civil and property rights, etc., as an exercise in "imperialism." At present, there is more robust support for his thesis in the Bush (II) administration shift to the "preemptive" use of force.
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The U.S. empire:
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Early U.S. history can legitimately be
viewed as "imperial," of course, as the nation expanded across the
North American continent and ultimately acquired some territories overseas.
However, the purpose of this book is to apply the term to U.S. conduct in the
20th century and now in the 21st century. & |
A broad brush history of American empire building
through the period of the Spanish-American War and U.S. control of the
Philippines is provided by Ferguson. He continues with the record of failure of
U.S. "nation-building" efforts in Central America and the Caribbean
between WW-I and WW-II.
Generals MacArthur in Japan and Clay in Germany were
given no meaningful policy direction from Washington. What direction they
received was not implemented as they both improvised as they saw fit. "What
was planned did not happen. What happened was not planned." (Apparently,
this was an "empire by improvisation.") |
Initial instincts were to punish Japan and Germany and especially their political and civic elites. These vengeful instincts were quickly pragmatically abandoned by the occupying authorities except for the principal leaders responsible for the conduct of the war. The subordinate leaders and civil elites and the remaining industrial capacity were needed to govern and reestablish sustainable economic systems that would enable the U.S. to draw down its occupation forces and turn the countries back over to their peoples.
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Ferguson describes a U.S. policy that was totally devoid of specific objectives other than to
establish some form of democratic government in Germany and Japan and then
return power back to their people. Postwar U.S. occupation policy was a muddled combination
of the disparate ideas of various Washington officials and agencies. Washington
policy was
ultimately disregarded by Generals Clay and MacArthur as totally unrealistic. Policy
quickly focused on economic rejuvenation and the establishment of some form of
democratic system sufficient to reduce the burdens of occupation and quickly
bring the occupation to a close. & |
The need for liberal imperial rule: |
The UN failures in
Bosnia, Kosovo and especially Rwanda are cited by the author as proof of the
need for a U.S. liberal empire. The UN is simply a weak reed on which to base
hopes for improvement of conditions in dysfunctional third world nations. & |
The end of the great European empires has been disappointing. There has still been cross-border conflict, but far more frequently there has been civil wars - conflict within borders. Attempts at democratization by newly independent states have frequently been rapidly displaced by indigenous despots.
Economic failure, too, has been widespread among newly independent states - especially in sub-Saharan Africa - and would be even more widespread if not for mineral wealth in some of these states. Life expectancy has declined drastically - to 47 years - in sub-Saharan states.
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Poor nation trade restraints are even worse - typically much worse - than rich nation trade restraints. |
Rich nations still block access to their markets for poor nation produce - especially through agricultural subsidies and tariffs. And, poor nation trade restraints are even worse - typically much worse.
Restraints on labor migration are also damaging to third world nation development. But poor governance is the primary culprit. Ferguson cites Landes, "The Wealth & Poverty of Nations." In the absence of good governance and appropriate civil institutions, loans and aid achieve little - and primarily benefit the elites. Ferguson points out that Botswana - although land locked - grows rapidly due to good governance and civil institutions.
Ferguson acknowledges the one factor that actually makes it impossible to view the
U.S. as a modern day empire. |
"[Americans] are reluctant to 'go there' --- and if they must go, then they count the days until they can come home." |
The U.S. doesn't want the imperial role abroad -
means it when it says it would rather just concern itself with its own interests
at home and abroad - and returns home as soon as possible if called to act abroad.
Ferguson deplores this attitude. He views it as a failure, not a virtue.
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Indeed, the U.S. has no institutions for permanently
managing imperial territories. Its occupation efforts after military
victories are always ad hoc with the clear purpose of setting up a structure of
government that will permit the return of power to the occupied nation. Nor will
the American electorate support an occupation for more than about seven years.
Nor do America's "best and brightest" aspire to be imperial
magistrates or to staff other offices abroad. (Some empire!) & |
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Despairingly, Ferguson lists the problems that get in the way of his vision of the U.S. as the liberal, nation-building empire that will sally forth to cure many of the world's ills.
120,000 soldiers were simply not enough to get the job
done in Iraq. And, they don't stay abroad long enough to achieve imperial
purposes. U.S. overseas bases are predominantly in such places as Europe, Japan
and Korea, placed for purposes of strategic convenience, rather than in third
world nations where they can help conduct nation building activities. And, when
the U.S. is asked to leave, the U.S. actually packs up and leaves. |
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"[You] simply cannot have an empire without imperialists -- out there, on the spot -- to run it." |
Thus, there are few U.S. administrators in Iraq that speak the language or are familiar with the culture. American political and economic experts are engaged in Iraq - but as consultants, not as colonizers. They prefer "long trips abroad rather than long-term residence."
The U.S. is currently an empire without imperialists.
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Nation building: |
Successful nation-building requires
patience. & |
Nation building for the U.S. is especially difficult
precisely because the U.S. is always looking for a quick exit. Indigenous elites
will not be anxious to collaborate if the U.S. is not going to be around very
long. Why should they take the risk? & |
Successful nation building requires long term commitments - as in Germany, Japan and S. Korea. Even the formal occupations lasted seven years after the cessation of hostilities in Japan and 10 years in Germany. Major troop deployments continue to this day in those nations as well as in S. Korea. On the other hand, short term occupations in Latin America were generally unsuccessful.
Presciently, Ferguson states with respect to Iraq:
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But the U.S. has no real alternative but to stay as long as it takes and to make the commitment needed for success in Iraq, the author emphasizes.
The task will be long, difficult and expensive.
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Peacekeeping in troubled lands takes commitment for decades and solid planning, the establishment of rule of law and political and national institutions.
Ferguson examines British imperial control over Egypt for
insight into the possibilities in Iraq. Decades of good governance in Egypt was
swamped by population growth and reversed by indigenous resentment.
However, Egypt did prove to be a vital strategic asset during both world wars.
The economic failures of British imperial rule in India were not because of
British "exploitation," but because of insufficient exploitation.
According to Ferguson, the
British simply didn't invest enough in India to make a difference. |
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America's financially overstretched domestic entitlement obligations are accurately portrayed by Ferguson. However, his expectations for economic developments domestically and in Iraq in the near future already look ludicrous.
But he is clearly correct about the onrushing crisis with
entitlements (now being mindlessly increased by Congress). The financial, economic
and military power that the U.S. can apply to achieve its international
objectives is clearly very limited. |
The European Union: |
The European Union is a truly
vital and marvelous development. Ferguson calls it a "post-modern cooperative
empire" based on voluntary acceptance according to the "voluntary
principle." & |
The EU, however, is hardly a political or military
union. It is a union for particular purposes - primarily economic and to
maintain peace in Europe. It is
maybe an economic empire. |
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Soft power is indeed the EU's strength - and it has been applied with spectacular success in spreading peace and prosperity across the historically troubled European landscape. The author at some length perceptively evaluates the EU as a rival or as a substitute for the U.S. liberal imperial role. (His analysis of the EU economies, however, leaves much to be desired.)
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U.S. effectiveness:
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The effectiveness of the American
empire in international affairs is evaluated by Ferguson and found wanting -
which is hardly surprising considering that neither the public nor the political
leaders want the U.S. to be effective as an empire. Thus, the reasons for this lack of
effectiveness involve economics, manpower, and lack of attention. & |
The U.S. will help nations build themselves, and it broadly provides diplomatic good offices to assist in the resolution of conflicts. |
The American electorate doesn't want to provide
either the funds or the manpower for "building" either nations or an
empire. The U.S. will help nations build themselves, and it broadly provides
diplomatic good offices to assist in the resolution of conflicts, but the public
will - (rightly) - not tolerate open ended commitments of men and material for wars
of attrition or to attempt to "build" nations that will not build
themselves. |
Without commitment of either sufficient resources or sufficient time, the "building" of nations becomes a very dubious exercise indeed. As Ferguson points out, the U.S. has failed at this exercise not just in Vietnam and N. Korea, but numerous times in Latin America during the 20th century. This may be happening again in Afghanistan and Iraq - and that would be tragic.
The U.S. thus will need all the help it can get from its NATO allies and the EU and other contributing nations.
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There is no other nation capable of playing the role
of liberal empire. Without the U.S., the peoples and nations of the world will
spin off in uncontrollable and tragic directions.
Under any verbiage, Ferguson councils that the U.S. "should try to do a better rather than a worse job of policing an unruly world than their British predecessors."
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Copyright © 2007 Dan Blatt